InvestmentNews

InvestmentNews
Displaying 3990 results
Rate your technology providers now
YOUR PRACTICE FINTECH NOV 15, 2023
Rate your technology providers now

InvestmentNews begins its search for the top fund providers and investment research platforms in the industry.

Finra fines Haywood USA $175,000
NEWS BROKER DEALERS NOV 15, 2023
Finra fines Haywood USA $175,000

The regulator's settlement with the US unit of Canadian firm relates to sales of Canadian private placements.

Nitrogen names new CEO as Aaron Klein steps down
YOUR PRACTICE FINTECH NOV 14, 2023
Nitrogen names new CEO as Aaron Klein steps down

Dan Zitting, who succeeds Klein as CEO, is former president of Galvanize.

Father-son duo joins LPL from Ameriprise
NEWS BROKER DEALERS NOV 13, 2023
Father-son duo joins LPL from Ameriprise

The team at Melville, New York-based Zambri Financial will move into the first Linsco office on Long Island.

Leveraging technology to make advisor forms easier to manage
GO RIA PODCASTS NOV 08, 2023
Leveraging technology to make advisor forms easier to manage

There are many reasons why people choose to become advisors – filling out forms is NOT one of those reasons. During this episode, Chuck talks with Rich Walker, Founder & CEO of Quik Forms, about how advisors are leveraging technology to make processing forms more efficient and less time consuming.

Investors need to add more commodity exposure, says abrdn strategist
VIDEOS IN THE NASDAQ NOV 08, 2023
Investors need to add more commodity exposure, says abrdn strategist

Robert Minter, director of ETF investment strategy at abrdn, sits down with InvestmentNews anchor Gregg Greenberg to give his forecast for the direction of gold, oil, copper and other commodities.

Why advisors should consider adding option overlays to client portfolios
VIDEOS IN THE NASDAQ NOV 08, 2023
Why advisors should consider adding option overlays to client portfolios

Eric Metz, president of SpiderRock Advisors, sits down with InvestmentNews anchor Gregg Greenberg to explain the benefits of adding an option overlay to a client's portfolio.

Muni bonds attractive but overlooked, says Allspring fund manager
VIDEOS IN THE NASDAQ NOV 08, 2023
Muni bonds attractive but overlooked, says Allspring fund manager

Nick Venditti, head of municipal fixed income at Allspring Global Investments, sits down with InvestmentNews anchor Gregg Greenberg to explain why municipal bonds are being overlooked by investors, despite offering tremendous value.

How the Disability Opportunity Fund offers both returns and compassion
VIDEOS IN THE NASDAQ NOV 08, 2023
How the Disability Opportunity Fund offers both returns and compassion

Charles Hammerman, president and CEO of the Disability Opportunity Fund (DOF), sits down with InvestmentNews anchor Gregg Greenberg to discuss how the DOF offers investors a unique way to "do well by doing good."

Women to Watch 2023 winners announced
YOUR PRACTICE WOMEN ADVISOR COMMUNITY NOV 08, 2023
Women to Watch 2023 winners announced

InvestmentNews honored the best in class at a ceremony in New York City.