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MassMutual offers active target-date funds managed by T. Rowe Price
RETIREMENT RETIREMENT PLANNING JUL 10, 2018
MassMutual offers active target-date funds managed by T. Rowe Price

Tactical asset allocation funds will be available only in MassMutual-managed plans.

Wells Fargo team managing $177 million joins Janney
NEWS INDUSTRY NEWS JUL 09, 2018
Wells Fargo team managing $177 million joins Janney

MD Wealth Management Group is located in Franklin, Tenn.

SEC bars ex-LPL rep over variable annuity sales
RETIREMENT LIFE INSURANCE AND ANNUITIES JUL 09, 2018
SEC bars ex-LPL rep over variable annuity sales

Massachusetts ordered Roger Zullo to disgorge $1.9 million in commissions.

SEC censures, bars and penalizes RIA for misappropriation of more than $121,000
NEWS REGULATION AND LEGISLATION JUL 02, 2018
SEC censures, bars and penalizes RIA for misappropriation of more than $121,000

The Securities and Exchange Commission alleges that Bruce Hauptman misappropriated the money from a fund he managed.

Vanguard expands commission-free trading to 1,800 ETFs
INVESTING ETFS JUL 02, 2018
Vanguard expands commission-free trading to 1,800 ETFs

The commission-free ETFs include most of Vanguard's offerings, as well as ETFs from BlackRock, Schwab, and State Street Global Advisors.

Galvin: 10 broker-dealers to be scrutinized
INVESTING ALTERNATIVES JUL 02, 2018
Galvin: 10 broker-dealers to be scrutinized

Massachusetts looking into private placement sales.

Guggenheim accused of using cash from annuity unit to fund CEO's purchase of LA Dodgers
RETIREMENT LIFE INSURANCE AND ANNUITIES JUL 02, 2018
Guggenheim accused of using cash from annuity unit to fund CEO's purchase of LA Dodgers

Case charges firm with 'siphoning' funds from insurance companies it owns.

YOUR PRACTICE FINTECH JUL 01, 2018
Why You Need an Active Social Media Presence

Potential clients educate themselves online long before they pick up the phone to schedule an appointment. How can you make a good digital first impression? Hint: Start small and be consistent.

Investors don't have a clue about using 401(k) savings, Cerulli says
RETIREMENT RETIREMENT PLANNING JUN 29, 2018
Investors don't have a clue about using 401(k) savings, Cerulli says

Plan participants have no idea how they will use their 401(k) savings when they retire, Cerulli study shows.

Raymond James names Scott Curtis to head private client business
YOUR PRACTICE PRACTICE MANAGEMENT JUN 29, 2018
Raymond James names Scott Curtis to head private client business

Scott Curtis will head private client business, while Tash Elwyn adds title of CEO of employee business