InvestmentNews

InvestmentNews
Displaying 3993 results
YOUR PRACTICE PRACTICE MANAGEMENT FEB 16, 2017
U.S millionaire households hit 6.8 million

Count is up 4% over 2015; percentage of millionaires is flat and wealth more concentrated

YOUR PRACTICE FINTECH FEB 15, 2017
Robo-advice goes bilingual

RIA Finhabits launches mobile platform in English and Spanish.

YOUR PRACTICE PRACTICE MANAGEMENT FEB 15, 2017
Finra expels Red River Securities for oil and gas fraud

Barred CEO Brian Keith Hardwick and firm ordered to pay $24.6M to investors

YOUR PRACTICE PRACTICE MANAGEMENT FEB 15, 2017
Report shows few advisers examined by California oversight office

State's Department of Business Oversight examined only 6.2% of state-registered investment advisers and 0.8% of broker-dealers in 2015-16.

YOUR PRACTICE FINTECH FEB 15, 2017
AdvisorEngine acquires Wealthminder

Wealth management platform now will offer adviser-client collaboration tool

NEWS INDUSTRY NEWS FEB 15, 2017
Riskalyze introduces portfolio construction, other tools

New products intended to enhance client engagement, account automation

INVESTING MUTUAL FUNDS FEB 14, 2017
Fidelity shuffles managers at its small cap funds

Other changes made at AMG, Calvert, Icon and Westcore.

YOUR PRACTICE PRACTICE MANAGEMENT FEB 14, 2017
Finra bars former Wells Fargo rep for churning accounts of 93-year-old

Illinois broker Matthew Maczko earned more than $640,000 from $3 million in assets

YOUR PRACTICE PRACTICE MANAGEMENT FEB 14, 2017
SEC, Morgan Stanley settle charges related to inverse ETFs

The wirehouse is settling charges related to single inverse ETF investments it recommended to advisory clients, many of whom experienced losses.

YOUR PRACTICE PRACTICE MANAGEMENT FEB 13, 2017
Raymond James attracts $460 million team from Morgan Stanley

Three advisers, planner and three staff members join Mt. Laurel, N.J. office.