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InvestmentNews
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Stifel adviser managing $200 million joins Raymond James team
NEWS BROKER DEALERS DEC 13, 2022
Stifel adviser managing $200 million joins Raymond James team

Howard Kaplan is affiliating through indie Riegel Financial in Ohio.

Hightower Bellevue merges with local $350 million RIA
NEWS RIAS DEC 12, 2022
Hightower Bellevue merges with local $350 million RIA

Sovereign Wealth Advisors has been providing wealth management and financial guidance across the Pacific Northwest for more than 30 years.

Toussaint Bailey's mission to uplift capital
THE INVESTMENTNEWS PODCAST DEC 12, 2022
Toussaint Bailey's mission to uplift capital

Jeff speaks with Toussaint Bailey, Founder and CEO of Uplifting Capital, about his creative ventures to shift the landscape of impact investing. 

Bonhill receives offers for InvestmentNews
NEWS INDUSTRY NEWS DEC 09, 2022
Bonhill receives offers for InvestmentNews

The sale of the company's UK and Asian business to a privately owned UK media company is expected to close in January.

Finra slaps LPL with $150,000 supervisory fine
NEWS REGULATION AND LEGISLATION DEC 09, 2022
Finra slaps LPL with $150,000 supervisory fine

The regulator says the firm failed to supervise one of its affiliated brokers whose outside dealings cost LPL customers more than $650,000.

Edward Jones duo managing $270 million joins Raymond James
NEWS INDUSTRY NEWS DEC 08, 2022
Edward Jones duo managing $270 million joins Raymond James

Steve Doucette and Collin Habig form Doucette Capital in Plainville, Massachusetts.

‘IN the Nasdaq’ with Ryan McCormack, ETF strategist at Invesco
VIDEOS IN THE NASDAQ DEC 07, 2022
‘IN the Nasdaq’ with Ryan McCormack, ETF strategist at Invesco

Ryan McCormack of Invesco sits down with InvestmentNews anchor Gregg Greenberg to discuss ETF innovations including Invesco's new QQQS fund, as well as ETF strategies for investors heading into 2023.

‘IN the Nasdaq’ with Justin Burgin, director of equity research at Ameriprise
VIDEOS IN THE NASDAQ DEC 07, 2022
‘IN the Nasdaq’ with Justin Burgin, director of equity research at Ameriprise

Justin Burgin of Ameriprise Financial sits down with InvestmentNews anchor Gregg Greenberg to offer his forecast for stocks heading into the new year, as well as his outlook on earnings, economics and the Federal Reserve in 2023.

Mariner to acquire $325 million California RIA
NEWS RIAS DEC 07, 2022
Mariner to acquire $325 million California RIA

San Jose-based Hayes Financial will become the firm’s 11th office in the state.

Team managing $155 million moves to LPL from Cetera
NEWS RIAS DEC 07, 2022
Team managing $155 million moves to LPL from Cetera

Menninger & Associates Financial Planning, based in Norristown, Pennsylvania, will use the firm’s broker-dealer, RIA and custodial platforms.