When someone needs guidance for the future, nothing beats a live financial adviser, and advisers should be grateful the public recognizes that.
Their independent firm, 18Forty8 Private Wealth, is based in Madison, Wisconsin.
The action follows a Securities and Exchange Commission settlement with Gregory Womack and his Edmond-based firm.
The group at Sovereign Wealth Strategies Group manages $200 million in Colorado Springs, Colorado.
The deal for Enso Wealth, which has $1.8 billion in assets, expands Choreo's footprint on the West Coast.
Adam Belardino, CEO of the Maddox Group, was charged with embezzling more than $313,000 from one client and fraudulently obtaining commissions on life insurance for another client.
The deal for JFL Total Wealth Management, which has $300 million in AUM, brings One Digital's total assets to approximately $108.1 billion.
Once the deal for Benefitfocus closes, Voya will serve roughly 38 million individuals.
Barney Financial Services will use LPL’s broker-dealer and RIA platforms through JFC Advisor Network.
Five are censured, three suspended, three revoked and two barred by the Certified Financial Planner Board of Standards Inc.
