Rajesh Nakadi from BNY Wealth Management sits down with InvestmentNews anchor Gregg Greenberg to discuss strategies for wealthy investors and family offices to reduce their tax exposure.
Garrett Elder and his Tycoon Trading firm also ordered to pay $7.4 million in restitution for issuing and selling unregistered securities.
The sale does not include Securian's pension risk transfer and institutional retirement businesses.
Chris Albright’s Astra Wealth Advisors makes the move in Clarks Green, Pennsylvania.
The agency settles with Sacramento-based Keith Springer and his firm, Springer Investment Management, over fraud charges.
Shundrawn Thomas joins Bruce and Jeff to discuss his departure from Northern Trust Asset Management to launch The Copia Group. They talk about his reasons for leaving Northern Trust and The Copia Group’s plans. They also go in-depth about Shundrawn’s letters to corporate America reflecting on the racial unrest in this country.
The three-adviser, five-person team, Narragansett Bay Group, makes the switch in Providence, Rhode Island.
The four advisers, who make the switch in Fargo, North Dakota, provide high-net-worth families and businesses with wealth planning strategies.
Williams, who will continue as chief operating officer, assumes the presidency from David Stringer.
Ash Chopra launches Syon Capital and most of the 10 professionals joining him in the move were team members at Merrill.
