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'IN the Nasdaq' with Efram Slen, head of index research at Nasdaq
VIDEOS IN THE NASDAQ OCT 21, 2022
'IN the Nasdaq' with Efram Slen, head of index research at Nasdaq

Efram Slen from Nasdaq sits down with InvestmentNews anchor Gregg Greenberg to talk about cybersecurity stocks and the index that tracks them.

Raymond James nets Wells duo managing $328 million
NEWS RIAS OCT 20, 2022
Raymond James nets Wells duo managing $328 million

The father-son adviser team operate as Thannisch Wealth Management of Raymond James in Austin, Texas.

'IN the Nasdaq' with George Milling-Stanley, chief gold strategist at State Street Global Advisors
VIDEOS IN THE NASDAQ OCT 20, 2022
'IN the Nasdaq' with George Milling-Stanley, chief gold strategist at State Street Global Advisors

George Milling-Stanley from State Street Global Advisors sits down with InvestmentNews anchor Gregg Greenberg to give his outlook for gold ETFs heading into 2023.

'IN the Nasdaq' with Rajesh Nakadi, head of investments, global family office, at BNY Mellon Wealth Management
VIDEOS IN THE NASDAQ OCT 20, 2022
'IN the Nasdaq' with Rajesh Nakadi, head of investments, global family office, at BNY Mellon Wealth Management

Rajesh Nakadi from BNY Wealth Management sits down with InvestmentNews anchor Gregg Greenberg to discuss strategies for wealthy investors and family offices to reduce their tax exposure.

Alaska slaps ‘adviser’ with $7.4 million in penalties
NEWS REGULATION AND LEGISLATION OCT 20, 2022
Alaska slaps ‘adviser’ with $7.4 million in penalties

Garrett Elder and his Tycoon Trading firm also ordered to pay $7.4 million in restitution for issuing and selling unregistered securities.

Standard to buy Securian's record-keeping business
RETIREMENT RETIREMENT PLANNING OCT 19, 2022
Standard to buy Securian's record-keeping business

The sale does not include Securian's pension risk transfer and institutional retirement businesses.

FiNet adviser managing $192 million switches to LPL
NEWS RIAS OCT 18, 2022
FiNet adviser managing $192 million switches to LPL

Chris Albright’s Astra Wealth Advisors makes the move in Clarks Green, Pennsylvania.

SEC bars California adviser, imposes $400,000 penalty
NEWS REGULATION AND LEGISLATION OCT 18, 2022
SEC bars California adviser, imposes $400,000 penalty

The agency settles with Sacramento-based Keith Springer and his firm, Springer Investment Management, over fraud charges.

Shundrawn Thomas speaks out about his departure from Northern Trust
THE INVESTMENTNEWS PODCAST OCT 18, 2022
Shundrawn Thomas speaks out about his departure from Northern Trust

Shundrawn Thomas joins Bruce and Jeff to discuss his departure from Northern Trust Asset Management to launch The Copia Group. They talk about his reasons for leaving Northern Trust and The Copia Group’s plans. They also go in-depth about Shundrawn’s letters to corporate America reflecting on the racial unrest in this country.

UBS nabs $1 billion Morgan Stanley trio
NEWS RIAS OCT 17, 2022
UBS nabs $1 billion Morgan Stanley trio

The three-adviser, five-person team, Narragansett Bay Group, makes the switch in Providence, Rhode Island.