IN Staff

IN Staff
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NEWS INDUSTRY NEWS NOV 26, 2011
Mutual admiration society

It's been an up and down year for fund firms and their stock pickers. Nevertheless, a number of portfolio managers emerged as investor favorites during 2011. Here are the hottest of the hot.

A rosy quarter for assets under management
NEWS INDUSTRY NEWS NOV 15, 2009
A rosy quarter for assets under management

The latest quarter was an enormous relief for many major money managers, which reported gains in assets under management for the three-month period ended in September, though several still saw declines from a year earlier.

NEWS INDUSTRY NEWS JUN 01, 2009
JPMorgan CEO makes TARP wisecracks

Jamie Dimon, JPMorgan Chase & Co.'s chief executive, expressed frustration about how bankers have been vilified since the financial crisis began last year.

NEWS INDUSTRY NEWS OCT 02, 2007
Bill seeks restrictions on COLI policies

Corporate-owned life insurance would face new restrictions under a bill sitting in a House subcommittee.

NEWS INDUSTRY NEWS OCT 02, 2007
Principal trades still OK

Securities regulators voted last month to adopt a temporary rule allowing brokers with non-discretionary advisory accounts to continue making principal trades.

NEWS INDUSTRY NEWS OCT 02, 2007
Deferred VA rule gets nod

The Securities and Exchange Commission last month approved a FINRA rule governing the sale of deferred variable annuities.

NEWS INDUSTRY NEWS OCT 02, 2007
SEC proposes easing accounting rules on foreign firms

The SEC has issued a proposal to relax accounting regulations for foreign firms that trade on U.S. exchanges.

NEWS INDUSTRY NEWS OCT 02, 2007
SEC seeks more input on hedge-fund minimums

Securities regulators are seeking additional input on their controversial proposal to change the minimum net-worth requirements of hedge fund investors.

NEWS INDUSTRY NEWS OCT 02, 2007
B-D rules package still in pipeline

Securities regulators continue sorting through public input on proposed rules that address broker-dealer financial responsibilities.

NEWS INDUSTRY NEWS OCT 02, 2007
Deadline looms for redemption-fee rule

The deadline is approaching for financial firms to comply with an SEC rule intended to curb market timing and abusive transactions in mutual funds.