Jed Horowitz and Hilary Johnson

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NEWS BROKER DEALERS MAY 27, 2010
Broker recruiting gets 'rational'

Big brokerage firms appear to have taken a break from their costly musical-chairs game of broker recruitment, according to executives and headhunters.

NEWS REGULATION AND LEGISLATION DEC 10, 2009
Kohl's oversight proposal is panned

The Financial Planning Coalition has found a last-minute angel in Sen. Herbert Kohl, who wants to establish a Federal oversight board for planners. Insurers and state regulators are less enthusiastic about the idea.