Guggenheim Partners LLC is in talks about combining its former Claymore Group Inc. exchange-traded-fund business with its Rydex SGI business, according to people familiar with the situation
Workers not allowed to access Dinevore, says creator of the online food guide
The SEC and Finra are taking a closer look at how financial advisers use social networking
Says flood of comment letters raised some important points, which commission will consider
Rejiggered, standalone line of business now reports directly to the CEO; meanwhile, investment product management boss departs
Financial advisers are worried that a report saying the Securities and Exchange Commission is investigating how municipal bond funds price risk in their portfolios may cause investors to rush for the exits — just when things were settling down
Active exchange-traded funds for the most part have been slow to take off
Executives at BlackRock Inc. and Invesco PowerShares Capital Management LLC are calling on regulators to address suitability requirements for the sale of sophisticated ETFs, such as commodities-based and leveraged funds.
Index specialist carving out big piece of the action; 'investor favorability' cited
