The news that an ex-director at Finra allegedly doctored reports requested by the SEC could not have come at a worse time for the SRO | <i>Reader's take:</i> <b>"Now we have the regulators incapable of regulating the regulators!"</b><br>Want to vent? <a href=http://www.investmentnews.com/article/20111027/FREE/111029943?plckFindCommentKey=CommentKey:3b60a713-8905-4c6d-92f9-8b154de56242>Click here</a>
Fed head criticizes rater's proposal to reveal which funds might be bailed out during market panics
Former PM at New Star Asset Management suing fund firm's boss; 'angry, antagonistic and unpleasant'
Set-up is purportedly simpler, fairer and will lower everyone's taxes; it fails on all three counts
In a huge win for Morgan Stanley Smith Barney, a Merrill Lynch team with $14M in annual production -- and including several members of the firm's elite 'Circle of Champions'-- has left to join MSSB. Said one recruiter: "This will send shock waves through [Merrill.]' | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Avis=CI&Dato=20110616&Kategori=FREE&Lopenr=616009999&Ref=PH>How do MSSB and Merrill rate with clients?</a>
The Clare at Water Tower missed $229m payment this month
Says AG's complaint devoid of any allegation of misrepresentation by brokerage to clients
Surprisingly, an exclusive <i>InvestmentNews</i> poll shows that nearly 40 percent of advisers support the Occupy Wall Street movement. But an even larger percentage say nothing will come of the protests. | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&Date=20111013&Category=FREE&ArtNo=101309997&Ref=PH>Which investment industry bigshots back OWS -- and which don't</a>
Boogie Investment Group is the latest in a long line of small indie B-Ds that have gone out of business after selling Provident private placements | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&Date=20111018&Category=FREE&ArtNo=101809999&Ref=PH>Top reasons employees leave advisory firms</a>
