Advisers don't always understand the pros and cons of the various business structures available to them.
These three consolidation types can have the biggest impact on advisers.
The problem lies in who gets defined as a rogue broker.
Broker-dealer changes affect how advisers can do business.
Firms today must do much more in their relationship with advisers to keep them satisfied.
It may be more essential to negotiate how a note is forgiven than the amount of capital that is being offered.
Set the reset button on upfront money expectations.
Independent broker-dealers stand out by offering more services, including succession planning.
Some broker-dealers have resources that help advisers create a bigger pie, not just boost their slice
While financial advisers evaluate the offerings of a new broker-dealer, firms are taking a hard look to ensure an adviser is a good fit for them.
