The client choice approach reflected in Reg BI is in fact the best approach for individual investors because every individual and family is unique when it comes to their wealth management needs and goals.
Examining the implications of the SEC expanded definition of an 'accredited investor' for private equity investors — and the advisers who serve them
The importance of inter-generational partnerships in wealth management
The SEC rule takes the existing regulatory regime for broker-dealers to an entirely new level and preserves choice for investors.
Appreciation for the different perspectives that inform people's financial needs is critical to the role advisers aspire to play in people's lives
