Advisor handed almost $1 million penalty as agency highlights a lack of policies and procedures.
The broker-dealer has been praised for its flexible framework and client-centric approach.
McCormick brings with him over $151 million in assets under administration.
Appointee has over 35 years of industry experience with expertise in investment management.
The Institute underscores the need for advisors to continually update their skills and knowledge.
Four programs have been added to offer access to municipal bonds.
New feature set to enhance customization capabilities.
The group includes 22 advisors and eight support staff.
Annuities have benefited from favorable economic conditions and the Federal Reserve not cutting interest rates this year, says Limra head of research.
Company reports substantial increase in revenue compared to last year.
