Many of the cases concentrate on subadvisor fees.
The regulator said the Reno adviser's marketing materials misrepresented returns.
Bonds, gold and cash are good short-term hedges, but how will they fare against "deep risk" events?
Tuition and taxes two other possible reasons why the ninth month is the worst for equities.
With large sums of money, there's no need for excessive risk with investments.
Squabbles over the budget, debt ceiling could roil your clients' investment portfolios.
But technology stocks could fall just as hard, or harder, than the S&P 500 in a broad market downturn.
An estimated $6.7 billion has flowed into emerging-market stock funds and ETFs so far this year, according to Morningstar.
Fund sponsors followed flows, which led to a reasonably happy outcome for many.
