Kevin L. Walsh and George M. Sepsakos

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Rollovers and retirement plans: The impact of the SEC's new rules
RETIREMENT RETIREMENT PLANNING JUN 07, 2019
Rollovers and retirement plans: The impact of the SEC's new rules

The SEC warns broker-dealers against short-circuiting their analysis of a rollover by quickly concluding an IRA is in the investor's best interest because it has 'more investment options.'