Summit Advisor Services, a turnkey asset management program, was partially owned by an Aequitas venture. That company had been charged by the SEC with running a Ponzi scheme.
Robo-adviser's assets under management trailing key competitors could have been a factor in Adam Nash's replacement as CEO, fintech experts say.
Fidelity launches program to help planners gauge the experience prospects are having in order to learn what works in landing a client — and what to avoid.
FTV Capital takes small stake and board seat in risk software provider.
Investors seeking to align values and money turn out to be great advisory customers.
Software could help with recognizing and planning around clients' loss of cognitive function.
Custodian's print and digital campaign will highlight RIAs' strengths and why investors should hire them.
Now that all retirement advice must be in a client's best interest, prospects are going to hear from every type of adviser that they act as fiduciaries.
One 529 plan bumped up to gold, joining only two others with that top rating.
Salentica client relationship management software to become part of Black Diamond platform.
