More advisers are turning to practice exams to help evaluate compliance risks and identify oversight gaps before the SEC comes knocking.
By allowing prior-prior year financial data, paperwork can be submitted earlier and schools will likely give parents notice about awards sooner.
Power of attorney is among the documents that can help reduce stress when a student is away.
As the city has bounced back, so have the advisers who endured the storm and somehow managed to thrive. <b><i>(Plus: <a href="//www.investmentnews.com/article/20150828/BLOG09/150829907/hurricane-katrina-7-lessons-advisers-can-learn-from-the-coast-guards"" target=""_blank"" rel="noopener noreferrer">7 lessons advisers can learn from the Coast Guard's response</a>)</b></i>
Price tags for services vary, and advisers should weigh those against the larger marketing budget.
National adviser conference features gold medal ice hockey goalie and weighty practice management agenda.
An email to clients is warranted as the number of citizens exposed in the tax hack triples.
You may have felt the pang of crashes past during the Dow drop this week, or you could watch for investment opportunities.
<i>InvestmentNews</i> survey shows most financial professionals in "wait and see" mode, while some consider rebalancing. <i>(Don't miss: <a href="//www.investmentnews.com/article/20150824/FREE/150829959/investors-react-to-news-of-1000-point-fall"" target=""_blank"" rel="noopener noreferrer">Investors react to market's move</a>.)</i>
Clients likely felt the pang of crashes past during the early Dow drop this week, but, believe it or not, they are continuing to watch for opportunities.
