WJB Capital Group Inc. and two of its top executives settled allegations that it masked the firm's financial difficulties and traded securities without sufficient capital during the two years before it shuttered its doors in January.
Housing discussion an opportunity for advisers and important for clients, Legg Mason says.
Brodeski says advisers should advise; Carson insists that it's possible to generate alpha.
As the U.S. heads into its peak annual giving season, Americans feel bombarded with donation requests, but on the whole, they are digging deeper. Financial advisers said their clients this year are more confident about their financial future and are willing to increase their donations, thanks in part to the stock market tear.
"Celebrate the women who have really become engaged and grown their knowledge and confidence in regard to financial decision making and financial topics,” Paula Chesser said.
Joins efforts of other turnkey asset management providers in helping clients factor in fears, biases and emotions.
“High-powered Napoleons” can undo a business from within
Men worry about leaving their spouse unprepared when they die, but still may be part of the problem, a new Fidelity report finds.
Female advisers see value of women-only business events.
The financial adviser job slips further down the list of top 100 jobs to No. 41, although the profession is still a stand-out for opportunity and work-life balance. Liz Skinner has the reaction. <i>(See also: <a href="//www.investmentnews.com/gallery/20140123/FREE/123009999/PH"" target=""_blank"" rel="noopener noreferrer">The 10 best business jobs of 2014</a>)</i>
