Mark Schoeff Jr.

Mark Schoeff Jr. is a senior reporter at InvestmentNews. Based in Washington, D.C., he covers legislation and regulations affecting retail investment advisers and brokers. Prior to joining InvestmentNews in 2010, he wrote about employment and labor law for Workforce Management, a magazine that was published at the time by Crain Communications. He is a member of the National Press Club board. Before migrating to the editorial side of the journalism ecosystem, he served as press secretary for the late Sen. Richard Lugar of Indiana and as director of external relations for the Center for Strategic and International Studies, a think tank in Washington. In a region where people keep their hometown loyalties intact, he has lived in the Washington area long enough to become an actual fan of the Nationals, Wizards, Capitals and the Washington Football Team. He earned a bachelor’s degree from Purdue University and a master’s degree from George Mason University.

Mark Schoeff Jr.
Displaying 3219 results
Raymond James to pay $3.2 million to customers hurt by oil and gas investments
NEWS INDUSTRY NEWS OCT 30, 2019
Raymond James to pay $3.2 million to customers hurt by oil and gas investments

Arbitrators rule barred broker James Edward Lyons engaged in unauthorized trading.

Senators introduce bill to ease audit requirements for small brokerages
NEWS INDUSTRY NEWS OCT 30, 2019
Senators introduce bill to ease audit requirements for small brokerages

New bill contains revisions aimed at generating more bipartisan support than previous legislation

NEWS INDUSTRY NEWS OCT 30, 2019
Raymond James to pay $3.2 million to customers hurt by oil and gas investments

Arbitrators rule barred broker James Edward Lyons engaged in unauthorized trading.

NEWS INDUSTRY NEWS OCT 30, 2019
Senators introduce bill to ease audit requirements for small brokerages

New bill contains revisions aimed at generating more bipartisan support than previous legislation

FPA selects 11 chapters to participate in trial run
NEWS INDUSTRY NEWS OCT 29, 2019
FPA selects 11 chapters to participate in trial run

OneFPA aimed at boosting member engagement by centralizing administrative functions.

NEWS INDUSTRY NEWS OCT 29, 2019
FPA selects 11 chapters to participate in trial run

OneFPA aimed at boosting member engagement by centralizing administrative functions.

SEC official pushes back against criticism of share-class crackdown
NEWS REGULATION AND LEGISLATION OCT 23, 2019
SEC official pushes back against criticism of share-class crackdown

RIAs should know better than not to disclose 12b-1 fees, says Enforcement co-director Peikin.

SEC puts emphasis on protecting teachers, military personnel from overpaying for advice
NEWS REGULATION AND LEGISLATION OCT 23, 2019
SEC puts emphasis on protecting teachers, military personnel from overpaying for advice

Chairman Jay Clayton says Reg BI will help them shop around for best price

NEWS REGULATION AND LEGISLATION OCT 23, 2019
SEC puts emphasis on protecting teachers, military personnel from overpaying for advice

Chairman Jay Clayton says Reg BI will help them shop around for best price

NEWS REGULATION AND LEGISLATION OCT 23, 2019
SEC official pushes back against criticism of share-class crackdown

RIAs should know better than not to disclose 12b-1 fees, says Enforcement co-director Peikin.