Chris Flint says he can bring unique perspective of firms offering financial advice, products
The policy rider, which passed the House largely along party lines, was not included in a budget agreement that requires any changes be approved by both Republicans and Democrats.
Senate vote on retirement-savings measure not likely this month, so supporters ready push for fall.
Examination of 50 advisory firms shows lapses in disclosure, compliance programs
Legislation to increase penalties, ease statute of limitations pass House committee on party line.
Investor advocates wonder whether Eugene Scalia personally holds positions he advocated in court, while financial industry groups welcome the nomination.
GOP lawmakers also ask SEC to increase number of investors who qualify to buy private placements.
Brokerage calls decision 'unwarranted and excessive.'
Regulator obtained $89 million in restitution as a result of the crackdown.
Berthel Fisher CEO says firm gives clients 'excellent service and good investment advice'
