Her position indicates Regulation Best Interest and the larger rule could become final sooner rather than later, but potential litigation looms.
The board is trying to attract a more diverse clientele to CFPs
Financial advisers bear bad news related to the state and local tax deduction that could surprise clients.
New legislation would require financial professionals to act 'without regard to' their own financial gains.
RESA measure would help small businesses offer 401(k) plans, ease use of annuities.
Some say he should take credit for the economy, others want him to reach across the aisle on taxes and health care.
Adviser predicts advisers of color will increase as minority populations grow bigger and wealthier.
An incentive program to encourage retiring advisers to turn their clients over to women and minority advisers is being both praised and criticized.
Regulator gives firms until April 1 to report themselves, avoid fines; restitution still required
Advocates for the measures vow to fight again next year, tout bipartisan support in Congress
