Paige Pierce wins small-firm seat, Janney Montgomery Scott CEO Timothy Scheve takes large-firm seat
Agency orders 'do-overs' following Supreme Court ruling on appointment of in-house judges
If confirmed by full Senate, Republican would restore commission to full strength until December.
Top regulator says such incentives prevent brokers from acting in clients' best interests.
Senator cites 'soft corruption' of revolving door that causes SEC members to kowtow to industry.
Brokerage failed to tell investors about its own business interest in U.S. subsidiary of foreign bank
Chairman Jay Clayton has suggested the host on the video would deliver similar information as conveyed on disclosure Form CRS.
Regulator publishes first-ever snapshot of sector it oversees.
Industry groups support SEC advice rule proposal, investor advocates call for overhaul.
In SEC roundtables, agency leaders hear ideas ranging from cost calculator to graphic illustrations.
