Mark Schoeff Jr.

Mark Schoeff Jr. is a senior reporter at InvestmentNews. Based in Washington, D.C., he covers legislation and regulations affecting retail investment advisers and brokers. Prior to joining InvestmentNews in 2010, he wrote about employment and labor law for Workforce Management, a magazine that was published at the time by Crain Communications. He is a member of the National Press Club board. Before migrating to the editorial side of the journalism ecosystem, he served as press secretary for the late Sen. Richard Lugar of Indiana and as director of external relations for the Center for Strategic and International Studies, a think tank in Washington. In a region where people keep their hometown loyalties intact, he has lived in the Washington area long enough to become an actual fan of the Nationals, Wizards, Capitals and the Washington Football Team. He earned a bachelor’s degree from Purdue University and a master’s degree from George Mason University.

Mark Schoeff Jr.
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Advisers react to Hillary Clinton speech that takes aim at 'super-rich' and Wall Street
RETIREMENT TAX AUG 18, 2016
Advisers react to Hillary Clinton speech that takes aim at 'super-rich' and Wall Street

Some are cringing at the hint that wealthy citizens will need to pay more in taxes, yet most still plan to give her their vote.

Side-by-side comparison of Clinton, Trump tax plans
RETIREMENT RETIREMENT PLANNING AUG 17, 2016
Side-by-side comparison of Clinton, Trump tax plans

Stark differences include one presidential candidate who seeks to raise income taxes on the wealthiest Americans while the other would cut them across the board.

New estate rule would affect tax strategies of ultra-wealthy
YOUR PRACTICE PRACTICE MANAGEMENT AUG 16, 2016
New estate rule would affect tax strategies of ultra-wealthy

Treasury Department's proposed regulation aims to curb tax-planning approaches that lower the valuation of stakes in corporations or partnerships.

NEWS REGULATION AND LEGISLATION AUG 11, 2016
Camardas want documents unsealed for appeal of fee-only case against CFP Board

A hearing is set for Wednesday; the adviser couple says the documents show the organization singled them out for discipline in use of compensation label.

CFP Board to mandate arbitration from certificants
YOUR PRACTICE PRACTICE MANAGEMENT AUG 11, 2016
CFP Board to mandate arbitration from certificants

The organization says the change, which goes into effect May 2, is appropriate because the forums are "private, quicker and may be less costly than litigation in court."

DOL issues final rule to help states establish workplace retirement savings programs
RETIREMENT RETIREMENT PLANNING AUG 10, 2016
DOL issues final rule to help states establish workplace retirement savings programs

State plans would not be subject to ERISA, which some in the industry fear will give them a leg up on private plans.

INVESTING ALTERNATIVES AUG 10, 2016
Advisory group recommends SEC expand pool of accredited investors

Agency's Advisory Committee on Small and Emerging Companies wants people with a Series 7, 65 or 82, or a CFA, to be eligible to buy unregistered securities.

YOUR PRACTICE PRACTICE MANAGEMENT AUG 10, 2016
SEC fines advisory firm $300K for failing to disclose fees beyond 'wrap' charges

Case follows the SEC making wrap accounts an examination priority this year; agency is looking at whether advisers are acting in clients' best interests with these vehicles.

NEWS INDUSTRY NEWS AUG 04, 2016
House passes bill to protect advisers reporting elder financial abuse

The bill also addresses training for advisers on how to spot elder financial abuse.

Side-by-side comparison of Clinton, Trump tax plans
RETIREMENT TAX AUG 03, 2016
Side-by-side comparison of Clinton, Trump tax plans

Stark differences include one presidential candidate who seeks to raise income taxes on the wealthiest Americans while the other would cut them across the board.