Labor Secretary says its rule raising advice standards on retirement accounts is coming soon, and he will detail what was altered from the original proposal
Republican Hester Peirce and Democrat Lisa Fairfax would not likely shake up the status quo on the five-person panel.
The DOL's Timothy Hauser said one possible change to the department's fiduciary rule could involve the controversial contract brokers must sign with clients.
But Republicans failed to garner the bipartisan support necessary in both the House and Senate to override a threatened Obama veto.
Finra decided making the termination notice public more quickly was necessary to better inform investors considering hiring a broker.
The multimedia campaign will include 30-second television and radio spots as well as online and print ads encouraging use of the agency's database.
In a confirmation hearing, Hester Peirce expressed concern that the agency has not had appropriate input into the Labor Department rule on investment advice.
A look at White House hopefuls' positions on issues impacting financial advice.
Will a prolonged fight over who gets to fill the seat of the late Justice Antonin Scalia impact the confirmation of two Securities and Exchange Commission nominees?
The Democratic presidential candidate is getting pummeled over the money she's receiving from the financial industry. But at least one of Ms. Clinton's positions shows you can't always follow the money.
