Mark Schoeff Jr.

Mark Schoeff Jr. is a senior reporter at InvestmentNews. Based in Washington, D.C., he covers legislation and regulations affecting retail investment advisers and brokers. Prior to joining InvestmentNews in 2010, he wrote about employment and labor law for Workforce Management, a magazine that was published at the time by Crain Communications. He is a member of the National Press Club board. Before migrating to the editorial side of the journalism ecosystem, he served as press secretary for the late Sen. Richard Lugar of Indiana and as director of external relations for the Center for Strategic and International Studies, a think tank in Washington. In a region where people keep their hometown loyalties intact, he has lived in the Washington area long enough to become an actual fan of the Nationals, Wizards, Capitals and the Washington Football Team. He earned a bachelor’s degree from Purdue University and a master’s degree from George Mason University.

Mark Schoeff Jr.
Displaying 3219 results
NEWS REGULATION AND LEGISLATION MAR 10, 2014
CFP Board to set guidance on compensation disclosure

Differing definitions of “fee-only” were hashed out by the Certified Financial Planner Board of Standards Inc., NAPFA and the Financial Planning Association earlier this week and while no conclusion was reached, the CFP Board will have the last word.

NEWS BROKER DEALERS MAR 10, 2014
Bonus disclosure exposes divide

IBDs and wirehouses split on potential regulation to reveal recruiting packages

INVESTING MUTUAL FUNDS MAR 07, 2014
Supreme Court broadens whistle-blower status, mutual fund firms on alert

Rules in favor of Fidelity employees who say they were fired for reporting fraud.

NEWS REGULATION AND LEGISLATION MAR 07, 2014
Obama's budget: What advisers need to know

SEC would get funding boost; limits placed on retirement-savings tax breaks for wealthy.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 06, 2014
Finra board set to reconsider BrokerCheck website link

Finra plans to revive a proposal that would require brokers to offer customers easier access to their profile in its BrokerCheck database. It's been modified since the first time the regulator floated it. <i>(See what happened to the <a href="//www.investmentnews.com/article/20130424/FREE/130429972&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">first plan</a>.)</i>

YOUR PRACTICE FINTECH MAR 06, 2014
SEC off to aggressive start in 2014, but can it follow through?

The SEC's recent whirlwind of regulatory warnings prompts the question of whether it is biting off more than it can chew.

NEWS REGULATION AND LEGISLATION MAR 06, 2014
Tittsworth to step down as Investment Adviser Association head in 2015

Oversaw growth of investment adviser lobby to 550 firms managing $11T, from 200 firms managing $1T.

NEWS REGULATION AND LEGISLATION MAR 06, 2014
Finra advisory group could accelerate regulator's move toward 'best-interests' regime

Bringing the investor's perspective to Finra's work will add momentum to its tendency to promote the best-interests standard for investment advice.

NEWS REGULATION AND LEGISLATION MAR 06, 2014
SEC needs up to 2,000 — not 250 — new examiners for advice coverage

The SEC chairman seeks a funding boost from Congress to add 250 investment adviser examiners. But she really needs eight times that amount to make a difference.

NEWS REGULATION AND LEGISLATION MAR 06, 2014
Waters introduces bill to fund investment adviser examinations