As Financial Literacy Month quietly exits, the topic fails to generate much activity on Capitol Hill.
Finra yanks proposal that would have required reps to post link to database on their web sites, social media pages
28% limit not a 'helpful' policy for jobs or growth.
If you're looking for investment adviser issues on Capitol Hill, you'll have to squin
Goal to increase investor awareness; comment period is open.
The Financial Planning Association is turning to a Washington, D.C., lobbying firm to beef up its efforts to influence federal and state lawmakers and regulators. The organization hired the Raben Group, a public affairs shop founded by Robert Raben, an assistant attorney general in the Clinton administration.
Recruitment drop has stemmed but average age of association member is 52
Senate Internet tax bill could open door to state levies, hitting advisers. Mark Schoeff Jr. has the details.
Letter says Labor rule would make SEC's cost-benefit effort worthless; some disagree.
Troubles mount for beleagured B-D owner as Commission files charges; Finra in the wings
