State securities regulators warned senators today about the potential dangers of legislation that would allow start-up firms to raise capital over the Internet.
Mitt Romney may have trouble convincing some Republicans of his conservative bona fides, but his emergence as the GOP presidential front-runner is just fine with investment advisers, many of whom think that he has the best chance of beating President Barack Obama.
Robert Miller isn't a typical member of the National Association of Insurance and Financial Advisors
Move lauded by industry and consumer groups; 'need to get all the facts out on the table'
DOL asking industry groups for a bevy of info on IRAs; data to be used in cost-benefit analysis
House Republicans send a letter to the Labor Department urging caution in expanding the fiduciary duty to IRA and 401(k) advisers. A battle is in the offing.
The Securities and Exchange Commission will receive adequate funding for 2012, but must reform its operations and rule-making processes before a significantly bigger budget is approved for the agency, Capitol Hill Republicans said.
