Mark Schoeff Jr.

Mark Schoeff Jr. is a senior reporter at InvestmentNews. Based in Washington, D.C., he covers legislation and regulations affecting retail investment advisers and brokers. Prior to joining InvestmentNews in 2010, he wrote about employment and labor law for Workforce Management, a magazine that was published at the time by Crain Communications. He is a member of the National Press Club board. Before migrating to the editorial side of the journalism ecosystem, he served as press secretary for the late Sen. Richard Lugar of Indiana and as director of external relations for the Center for Strategic and International Studies, a think tank in Washington. In a region where people keep their hometown loyalties intact, he has lived in the Washington area long enough to become an actual fan of the Nationals, Wizards, Capitals and the Washington Football Team. He earned a bachelor’s degree from Purdue University and a master’s degree from George Mason University.

Mark Schoeff Jr.
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NEWS REGULATION AND LEGISLATION JUN 05, 2011
ASPPA: Funds lost to retirement plan tax breaks overstated

Federal revenue losses due to tax breaks for retirement savings plans are being greatly exaggerated, according to a group that is urging Congress not to eliminate so-called retirement tax expenditures

YOUR PRACTICE PRACTICE MANAGEMENT JUN 05, 2011
Pay-to-play 'death penalty' scaring the life out of advisers

New regulations aimed at ending the cozy relationship between government and those who advise the government on investment matters sound good on first blush. But as firms have discovered, the devil's in the details.

INVESTING MUTUAL FUNDS JUN 05, 2011
Malcolm Gissen: When selecting stocks, he knows no boundaries

When Malcolm Gissen explores a potential investment, sometimes an ambulance accompanies him

Fiduciary duty skepticism crosses the aisle
NEWS REGULATION AND LEGISLATION JUN 03, 2011
Fiduciary duty skepticism crosses the aisle

Although Capitol Hill Republicans have received the most attention for trying to halt work on fiduciary duty regulations, Democrats have also expressed skepticism over the issue.

NEWS REGULATION AND LEGISLATION JUN 03, 2011
Fiduciary advocates make push for new rules

Advocates for imposing a universal fiduciary duty on anyone providing retail investment advice are stepping up their campaign to urge the SEC to move forward with a rule

Handful of broker-dealers holding back fiduciary rule
NEWS REGULATION AND LEGISLATION JUN 03, 2011
Handful of broker-dealers holding back fiduciary rule

One of the strongest advocates for imposing a universal fiduciary duty for retail investment advice is urging a congressional committee to allow the Securities and Exchange Commission to move forward with such a rule.

NEWS REGULATION AND LEGISLATION JUN 03, 2011
Will new pressures on Dodd-Frank influence the fiduciary standard?

As per a Senate Republican request, SEC Chairman Mary Schapiro says the commission is analyzing the economic impact of adopting a single standard of care. Such cost-benefit analysis could be the way GOP lawmakers gut a universal fiduciary code.

RETIREMENT LIFE INSURANCE AND ANNUITIES MAY 31, 2011
Tax reform delays don't slow efforts to educate Hill

Even though the conventional wisdom in Washington is that Congress won't get around to major tax reform until after the presidential election, financial and insurance companies, and adviser groups are working feverishly to build the foundation for that policy battle

Finra championing adviser SRO — and its own suitability for the job
NEWS REGULATION AND LEGISLATION MAY 25, 2011
Finra championing adviser SRO — and its own suitability for the job

But industry participants disagree over which regulator should get the gig; protracted debate expected

Sen. Durbin says Dodd-Frank rollback would kneecap regulators
NEWS REGULATION AND LEGISLATION MAY 25, 2011
Sen. Durbin says Dodd-Frank rollback would kneecap regulators

As House Republicans begin to move legislation this week that would roll back parts of the Dodd-Frank financial reform law, a prominent Senate Democrat indicated today that he will fight efforts to scuttle or delay implementation.