The SEC finally released its much-trumpeted report on the best way to oversee the advisory industry. And in the end, the commission couldn't agree on a single course of action. <a href=http://www.investmentnews.com/article/20110116/REG/301169998> (Watch INTV for views on the fiduciary standard and creation of an SRO.)</a>
Senate's near-unanimous passage of law prohibiting such patents hailed as 'big step forward for taxpayers'; on to the House
Now that the Senate has approved a ban on patents for tax strategies, proponents are turning their focus to the House
A congressional leader sees a key role for investment advisers in his vision for reform of the retirement system
If two House hearings last Thursday were any indication, the Securities and Exchange Commission faces an uphill battle in winning approval for its $1.4 billion budget request — including the $300 million increase it says it needs to fulfill its core mission and its Dodd-Frank obligations
IRI report is pre-emptive strike against possible tax change
Survey finds U.S. citizens still not overly interesting in stashing cash away
Given the chance to ease its regulatory burden, the Securities and Exchange Commission was expected to recommend that a self-regulatory organization be established to oversee investment advisers