The Chair of the House Financial Services Committee also targeted rules surrounding opening up private markets
Even high-net-worth families are questioning their return on investment as campus life is roiled by COVID-19
In addition to the funding, THL established a new investment vehicle that includes a fund advised by Goldman Sachs Asset Management
It’s as much about returns as about values, IN ESG Summit participants say
Fiduciary duty? Best interest? They’re ultimately political decisions
A NASAA model rule would impose 12 hours of CE annually for IARs
Democratic member Caroline Crenshaw predicts climate risk will likely be on the agenda at the agency
The exams revealed some advisory firms are lacking sufficient regulatory protocols and technology
Michigan Democrat Andy Levin plans to introduce two bills in the House addressing ESG
Case studies of financial firms including Charles Schwab, Fidelity and Merrill Lynch show the importance of making diversity efforts intentional and strategic
