Steve Randall

Steve Randall
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SEC crypto-related enforcements grew exponentially in 2023
NEWS REGULATION AND LEGISLATION JAN 25, 2024
SEC crypto-related enforcements grew exponentially in 2023

There were more enforcement actions taken last year than ever before.

Your clients may be honest about finances, but what about their partners?
NEWS INDUSTRY NEWS JAN 25, 2024
Your clients may be honest about finances, but what about their partners?

New Bankrate survey reveals high level of 'financial infidelity.'

MAI acquires $549M 'household name' RIA on the West Coast
NEWS RIAS JAN 24, 2024
MAI acquires $549M 'household name' RIA on the West Coast

The deal is the third this year for the 50-year-old wealth management business.

Most Americans would rather be happy than rich, study reveals
NEWS INDUSTRY NEWS JAN 24, 2024
Most Americans would rather be happy than rich, study reveals

Doing a job they love is more important than a higher salary.

Financial stress is a major contributor to poor health, say academics
NEWS INDUSTRY NEWS JAN 24, 2024
Financial stress is a major contributor to poor health, say academics

Worrying about finances can put people at high risk of illnesses.

UBS recruits $1.6B team of eight from Merrill Lynch
NEWS ADVISOR MOVES JAN 23, 2024
UBS recruits $1.6B team of eight from Merrill Lynch

The ultra-high-net-worth-focused team joins UBS in Northbrook, Illinois.

How can advisors cut through in the digital marketing jungle?
YOUR PRACTICE PRACTICE MANAGEMENT JAN 23, 2024
How can advisors cut through in the digital marketing jungle?

Key takeaways from analysis of 10,000 advisors’ marketing campaigns revealed.

New software solution helps advisors plan clients' charitable accounts
YOUR PRACTICE FINTECH JAN 23, 2024
New software solution helps advisors plan clients' charitable accounts

Tool aims to make it easier to keep track of commitments in real time.

Stifel entices $650M team from LPL Financial
NEWS BROKER DEALERS JAN 22, 2024
Stifel entices $650M team from LPL Financial

Team of seven advisors is led by a 36-year industry veteran.

Vanguard enhances investor capabilities for intergenerational wealth planning 
YOUR PRACTICE FINTECH JAN 22, 2024
Vanguard enhances investor capabilities for intergenerational wealth planning 

The firm has partnered with digital estate planning provider Vanilla.