Steve Randall

Steve Randall
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Twice-convicted fraudster charged by SEC for alleged $38M Ponzi-like scheme
NEWS REGULATION AND LEGISLATION JUL 20, 2023
Twice-convicted fraudster charged by SEC for alleged $38M Ponzi-like scheme

Eliyahu Weinstein of Lakewood, New Jersey, and five others are charged with defrauding investors in health care-related deals.

LPL furthers commitment to more inclusive financial services industry
NEWS BROKER DEALERS JUL 19, 2023
LPL furthers commitment to more inclusive financial services industry

The firm has given its support to the National LGBT Chamber of Commerce and the LGBTQ+ advisor business community.

SageView Advisory acquires $5B Retirement Benefits Group
NEWS RIAS JUL 19, 2023
SageView Advisory acquires $5B Retirement Benefits Group

The San Diego institutional retirement plan consulting group RBG also has a growing wealth management business.

Capital Group expands financial wellness coaching program
RETIREMENT RETIREMENT PLANNING JUL 19, 2023
Capital Group expands financial wellness coaching program

The investment manager is extending its partnership with Financial Finesse to support advisors and plan sponsors in helping participants achieve financial security.

Millionaire tax evaders be warned, the IRS says it's coming for you
RETIREMENT TAX JUL 18, 2023
Millionaire tax evaders be warned, the IRS says it's coming for you

Internal Revenue Service says it is only just at the start of cracking down on those who try to hide their income or refuse to pay the taxes they owe.

LPL Financial welcomes $235 million advisor Laura Evans from Edward Jones
NEWS BROKER DEALERS JUL 18, 2023
LPL Financial welcomes $235 million advisor Laura Evans from Edward Jones

Georgia-based Laura Evans marks the move with the launch of a new independent financial practice.

Global bond ETF AUM passes $2 trillion milestone, doubling in just 4 years
INVESTING MUTUAL FUNDS JUL 18, 2023
Global bond ETF AUM passes $2 trillion milestone, doubling in just 4 years

Exponential growth has propelled and transformed the market says BlackRock.

Young people far more likely to invest in ETFs than over 55s, says Invesco
INVESTING MUTUAL FUNDS JUL 18, 2023
Young people far more likely to invest in ETFs than over 55s, says Invesco

Survey of retail investors also reveals why some private investors do not hold ETFs in their portfolios.

Potential economic storms prompt investors to leave Cathie Wood's ARK
INVESTING MUTUAL FUNDS JUL 17, 2023
Potential economic storms prompt investors to leave Cathie Wood's ARK

Economic uncertainty means investors want to see profits, but is the seasoned investor concerned about outflows despite her funds' rally?

US venture capital funding slumped 49% in 2023
INVESTING ALTERNATIVES JUL 17, 2023
US venture capital funding slumped 49% in 2023

Activity was down sharply in the first half of 2023 compared to the same time last year.