Jim Wallisch and Andrew Wallisch, who manage $325 million in brokerage and advisory assets and an additional $60 million in 401(k) assets, have switched their broker-dealer and corporate registered investment adviser affiliations to LPL Financial from Raymond James.
Joining the father-and son-team in the move are Jim Wallisch’s other son, Jonathan, and two staff members.
The senior Mr. Wallisch began his securities career in 1984 at Prudential-Bache Securities. He launched his independent practice in 1990 and affiliated with Raymond James in 1996.
Andrew Wallisch joined the business seven years ago.
Former Northwestern Mutual advisors join firm for independence.
Executives from LPL Financial, Cresset Partners hired for key roles.
Geopolitical tension has been managed well by the markets.
December cut is still a possiblity.
Canada, China among nations to react to president-elect's comments.
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