An advisor who had managed $315 million of client assets at UBS Financial Services has joined Raymond James & Associates, the firm’s employee advisor channel, Raymond James announced Monday.
Steven M. Rozencwaig will join the firm’s Manhattan office.
Rozencwaig, whose practice focuses on high-net-worth individuals and their families and businesses, had been affiliated with UBS since 2005. He has 31 years of experience, having started his career at Kidder Peabody in 1991.
“What attracted me to Raymond James is the ability to service high-net-worth clients at a powerful institution and do so very efficiently within a highly regulated environment,” Rozencwaig said in a statement. “While Raymond James’ vast experience with domestic clients is quite evident, the infrastructure and technology in place to work with all clients regardless of location is impressive.”
Relationships are key to our business but advisors are often slow to engage in specific activities designed to foster them.
Whichever path you go down, act now while you're still in control.
Pro-bitcoin professionals, however, say the cryptocurrency has ushered in change.
“LPL has evolved significantly over the last decade and still wants to scale up,” says one industry executive.
Survey findings from the Nationwide Retirement Institute offers pearls of planning wisdom from 60- to 65-year-olds, as well as insights into concerns.
Streamline your outreach with Aidentified's AI-driven solutions
This season’s market volatility: Positioning for rate relief, income growth and the AI rebound
