ETFs

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ETF pioneer Kathleen Moriarty dies at 69
INVESTING ETFS DEC 22, 2022
ETF pioneer Kathleen Moriarty dies at 69

She earned the nickname 'SPDR Woman' for her work on the SPDR S&P 500 ETF Trust, which State Street Corp. introduced in 1993.

Was 2022 the best year ever for exchange-traded funds?
INVESTING ETFS DEC 19, 2022
Was 2022 the best year ever for exchange-traded funds?

From asset flows out of mutual funds and into ETFs, to mutual fund-to-ETF conversions and the emergence of single-stock ETFs, the liquid, low-cost, tax-efficient ETF wrapper has notched a lot of wins this year.

Big Three's grip on ETF market continues to slip
INVESTING ETFS DEC 15, 2022
Big Three's grip on ETF market continues to slip

Vanguard, BlackRock and State Street still command about 79% of all U.S. exchange-traded fund assets, but that's down from 91% in 2006.

Advisers should brace for the relentless case for direct indexing
INVESTING RIAS DEC 02, 2022
Advisers should brace for the relentless case for direct indexing

Despite lukewarm adoption by financial advisers, the financial services industry is committed to leveraging this crucial channel to get direct indexing in front of more investors.

Are semitransparent ETFs inadvertently creating a market for fully transparent ETFs?
INVESTING RIAS NOV 23, 2022
Are semitransparent ETFs inadvertently creating a market for fully transparent ETFs?

After nearly a decade of fighting for regulatory approval of semitransparent ETFs, the asset management industry is realizing what investors really want.

Fidelity takes another bite of ETF market by converting six mutual funds
INVESTING EQUITIES NOV 23, 2022
Fidelity takes another bite of ETF market by converting six mutual funds

The converted ETFs will join a small but growing universe of transparent active strategies.

Midterms’ consequences for ESG
INVESTING ESG NOV 14, 2022
Midterms’ consequences for ESG

Regulators will press on with their climate agendas, as will anti-ESG politicians.

ETF strategy that avoids noise of open markets will arouse adviser curiosity
INVESTING RIAS NOV 03, 2022
ETF strategy that avoids noise of open markets will arouse adviser curiosity

NightShares bets on the serene sophistication of markets that are closed to beat the indexes by sitting out the action during the day.

Liquid alts funds see inflows while mutual funds see record outflows
INVESTING RIAS OCT 31, 2022
Liquid alts funds see inflows while mutual funds see record outflows

With the old-school mutual fund wrapper continuing to suffer during the down-market cycle, alternative strategies represent a lone bright spot.

Market sell-off puts mutual funds on track for $1 trillion of outflows in 2022
INVESTING RIAS OCT 17, 2022
Market sell-off puts mutual funds on track for $1 trillion of outflows in 2022

The appeal of the old-school fund wrapper is taking a big hit as investors and advisers move to the sidelines.

Schwab responds to investor activism by giving fund shareholders more say in proxy voting
INVESTING FINTECH OCT 13, 2022
Schwab responds to investor activism by giving fund shareholders more say in proxy voting

Pilot program marks the first time mutual fund and ETF investors have been asked their opinions on proxy matters.

Joe Biden lights up marijuana stocks
INVESTING ALTERNATIVES OCT 07, 2022
Joe Biden lights up marijuana stocks

The presidential pardon for those with marijuana convictions was interpreted as a step toward federal decriminalization and sparked a rally in funds offering exposure to cannabis companies.

New ETFs would package best, worst of Jim Cramer's stock picks
INVESTING EQUITIES OCT 06, 2022
New ETFs would package best, worst of Jim Cramer's stock picks

Tuttle Capital Management is seeking SEC approval to launch two active ETFs populated with the 'Mad Money' host's favorite stocks.

ESG investments move a step closer to strict definitions and certification
INVESTING ESG OCT 05, 2022
ESG investments move a step closer to strict definitions and certification

Fintech firms are joining forces to help investors avoid the pitfalls of greenwashing.

Hennessy to add ESG ETF from Stance Capital
INVESTING ESG SEP 30, 2022
Hennessy to add ESG ETF from Stance Capital

The $40 million fund invests at least 80% of its net assets in stocks of large cap companies that meet ESG criteria determined by the portfolio managers.

BlackRock plans crypto ETF that tracks firms with exposure to metaverse
INVESTING ALTERNATIVES SEP 30, 2022
BlackRock plans crypto ETF that tracks firms with exposure to metaverse

The fund might include firms that have products or services tied to virtual platforms, social media, gaming, digital assets and augmented reality.

With ETFs becoming the darling of investors of all ages, direct indexing looks for opening
INVESTING RIAS SEP 28, 2022
With ETFs becoming the darling of investors of all ages, direct indexing looks for opening

New Schwab research shows the growing appeal of exchange-traded funds, while raising questions about whether investors are open to direct indexing.

Schwab to launch Schwab Municipal Bond ETF with ultra-low fee
INVESTING ETFS SEP 28, 2022
Schwab to launch Schwab Municipal Bond ETF with ultra-low fee

The new fund will have an expense ratio of just 0.03%. That’s lower than even The Vanguard Group’s $17 billion muni ETF, which charges 0.05%.

New ETF centers on carbon trading futures
INVESTING ESG SEP 16, 2022
New ETF centers on carbon trading futures

The Carbon Strategy ETF, which is listed on NYSE Arca, will hold futures contracts on carbon allowances in emissions trading systems in Europe and North America.

Single-stock ETFs take the field but many yellow flags are falling
INVESTING RIAS SEP 12, 2022
Single-stock ETFs take the field but many yellow flags are falling

Regulators, analysts and financial advisers worry the easy access to enhanced performance will hurt unsophisticated investors.