Fintech

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U.S. regulators falling behind in supporting fintech innovation
YOUR PRACTICE FINTECH AUG 03, 2018
U.S. regulators falling behind in supporting fintech innovation

A new report from Pew recommends the U.S. look internationally to improve fintech regulations.

Tony Robbins backs venture to get gamers to save money
YOUR PRACTICE FINTECH AUG 01, 2018
Tony Robbins backs venture to get gamers to save money

The app developed by Acorns co-founder Walter Cruttenden automatically deposits small amounts of money into a high-yield account when playing video games.

Digital plus human equals the future of advice
YOUR PRACTICE FINTECH AUG 01, 2018
Digital plus human equals the future of advice

Quantifying and delivering improved investor outcomes takes both a human adviser and advanced technology.

Climbing the digital mountain
YOUR PRACTICE FINTECH AUG 01, 2018
Climbing the digital mountain

When it comes to your firm's technology, are you on Everest — or Bunker Hill?

Treasury recommends lighter regulatory touch for fintech companies
YOUR PRACTICE FINTECH JUL 31, 2018
Treasury recommends lighter regulatory touch for fintech companies

Report outlines more that 80 recommendations for lawmakers and regulators.

Tech bloodletting approaches $300 billion
YOUR PRACTICE EQUITIES JUL 30, 2018
Tech bloodletting approaches $300 billion

Investors continue to exit technology stocks in the wake of Facebook's disappointing earnings last week.

Finra asking firms for comments on fintech innovation
YOUR PRACTICE FINTECH JUL 30, 2018
Finra asking firms for comments on fintech innovation

Regulator wants to know what it can do to provide support.

LPL CEO Dan Arnold acknowledges mistakes in firm's technology rollout
YOUR PRACTICE FINTECH JUL 30, 2018
LPL CEO Dan Arnold acknowledges mistakes in firm's technology rollout

Advisers attending LPL Focus 2018 say CEO realizes the firm botched the ClientWorks launch.

Is it better to meet with clients in person or online?
YOUR PRACTICE FINTECH JUL 27, 2018
Is it better to meet with clients in person or online?

Clients enjoy digital interactions, but advisers still cling to in-person meetings.

It's 2018. Social media is no longer optional
YOUR PRACTICE FINTECH JUL 26, 2018
It's 2018. Social media is no longer optional

Times change. People change. And that means you need to change too — here's how to establish your digital presence quickly and efficiently.

How to get to Inbox Zero
YOUR PRACTICE FINTECH JUL 26, 2018
How to get to Inbox Zero

Here are the best apps and practices for email management.

LPL brokers can now use SS&C Advent's Black Diamond
YOUR PRACTICE FINTECH JUL 26, 2018
LPL brokers can now use SS&C Advent's Black Diamond

The IBD continues to expand its roster of support for third-party technology.

Cybersecurity remains top RIA compliance concern
YOUR PRACTICE RIAS JUL 25, 2018
Cybersecurity remains top RIA compliance concern

Nearly two-thirds of firms have increased testing in the area.

Ameriprise to switch CRM for nearly 10,000 advisers in 2019
YOUR PRACTICE FINTECH JUL 25, 2018
Ameriprise to switch CRM for nearly 10,000 advisers in 2019

Changing key tech tools can cause disruption, but the new provider, Salesforce, is known in the securities industry for customer service and customization.

Wealthfront wants to help millennials take a sabbatical
YOUR PRACTICE FINTECH JUL 25, 2018
Wealthfront wants to help millennials take a sabbatical

The company found taking an extended leave from work was a top concern among its young investors.

Systems glitch sends erroneous text messages to some Vanguard customers
YOUR PRACTICE RETIREMENT PLANNING JUL 25, 2018
Systems glitch sends erroneous text messages to some Vanguard customers

Text said a 401(k) loan was being processed, but no accounts were actually affected.

Ladenburg bets advisers will serve more self-employed clients in the future
YOUR PRACTICE FINTECH JUL 25, 2018
Ladenburg bets advisers will serve more self-employed clients in the future

Firm invested in Track Technologies, a tech tool that automates taxes for "gig economy" workers.

LPL integrates Riskalyze with ClientWorks
YOUR PRACTICE FINTECH JUL 24, 2018
LPL integrates Riskalyze with ClientWorks

Advisers say the move indicates the broker-dealer is ready to support more third-party technology.

Why advisers are turning to Facebook ads to fill seminar seats
YOUR PRACTICE FINTECH JUL 24, 2018
Why advisers are turning to Facebook ads to fill seminar seats

The social networking site is tailor-made for targeted marketing.

Amazon could be in prime place to shake up asset management industry
YOUR PRACTICE FINTECH JUL 24, 2018
Amazon could be in prime place to shake up asset management industry

New report adds fuel to Wall Street's infatuation with company.