Industry News

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Conference Call: Brass at ICI unfazed by redemption growth
NEWS INDUSTRY NEWS MAY 21, 2001
Conference Call: Brass at ICI unfazed by redemption growth

The stock market may be in turmoil, but rose-colored glasses certainly make things more bearable. At least that's the feeling one got after listening to remarks Thursday at the Investment Company Institute's general membership meeting in Washington.

NEWS RETIREMENT PLANNING MAY 07, 2001
One on One: "Advisers can make a lot of money selling 401(k)s"

Emplanet aims to make it easier and cheaper for small companies to offer retirement plans

Fidelity joins Schwab, adds adviser referrals
NEWS INDUSTRY NEWS MAY 07, 2001
Fidelity joins Schwab, adds adviser referrals

Trailing its archrival by more than five years, Fidelity Investments is finally unfurling its own initiative to match investors with financial advisers.

NEWS INDUSTRY NEWS APR 30, 2001
Investor suits against Wall Street houses surge

NEWS INDUSTRY NEWS APR 23, 2001
Fast Track: Merrill Lynch's new hire courts the superrich

NEWS INDUSTRY NEWS APR 16, 2001
A top exec joins staff of consulting group

NEWS RIAS APR 09, 2001
Folio Institutional launches model portfolio service

Folio Institutional has rolled out a service that allows its RIA clients to tap into model portfolios run by other advisers who custody at the firm.

Preaching the economic gospel to inner-city kids
NEWS INDUSTRY NEWS APR 02, 2001
Preaching the economic gospel to inner-city kids

Teaching minority high school students about business is more than a job for Allen Shelton. It's a calling.

NEWS INDUSTRY NEWS MAR 26, 2001
Fee revenues cushion slump for broker-dealers

NEWS INDUSTRY NEWS MAR 26, 2001
NASDR warns of potential online churning

Financial golden boy loses some gloss
NEWS INDUSTRY NEWS FEB 05, 2001
Financial golden boy loses some gloss

Once viewed as a facile innovator among the Windy City's financial exchanges, the Chicago Board Options Exchange is suddenly bogged down on several fronts.

MetLife sharpens teeth to compete for business
NEWS INDUSTRY NEWS JAN 08, 2001
MetLife sharpens teeth to compete for business

Forget about Snoopy dozing on the doghouse roof while the financial world goes by; think junkyard dog instead.

NEWS INDUSTRY NEWS NOV 20, 2000
An exotic feast for investors

A growing number of companies are opening online supermarkets that feature a smorgasbord of exotic investments to sate the appetites of the newly rich and "moderately sophisticated" for venture capital, hedge fund and IPO deals.

Short Interests: Lobbyists mull $3 million pension blitz
NEWS INDUSTRY NEWS NOV 13, 2000
Short Interests: Lobbyists mull $3 million pension blitz

Washington lobbyists for the financial services industry were debating last week whether to pitch in $3 million for an apres-election ad campaign to get the $240 billion tax bill passed before the end of the year.

Brown Bros.fund outlet for Europe
NEWS INDUSTRY NEWS NOV 06, 2000
Brown Bros.fund outlet for Europe

Brown Brothers Harriman & Co. in New York has added more than traditional custodial services to its online offerings.

Nuveen snubbed in bid to go upscale
NEWS INDUSTRY NEWS OCT 30, 2000
Nuveen snubbed in bid to go upscale

John Nuveen Co. is enduring snubs as it strives for respectability as a money manager for the rich.

NEWS INDUSTRY NEWS OCT 09, 2000
PRODUCT WATCH: Ameritrade offers trading, account management tool

Taxing developments
NEWS INDUSTRY NEWS MAR 20, 2000
Taxing developments

Three of the country's top organizations for tax professionals are urging Congress to repeal the alternative minimum tax, streamline capital gains taxes and worker classification rules and get rid of phaseouts.

NEWS INDUSTRY NEWS MAR 20, 2000
Europe's booming M&A market fueled by American know-how

NEWS INDUSTRY NEWS MAR 20, 2000
Bonds quietly did quite well in '99