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ESG issues in focus for 2021
ESG JAN 08, 2021
ESG issues in focus for 2021

Energy, diversity, climate and compensation among the top concerns for socially responsible investors

Gush of ESG bond sales expected from blue wave
ESG JAN 07, 2021
Gush of ESG bond sales expected from blue wave

As control shifts to Democrats, corporate bonds for climate, infrastructure and other projects likely to grow

Crypto market value tops $1 trillion as Bitcoin hits $38,000
ALTERNATIVES JAN 07, 2021
Crypto market value tops $1 trillion as Bitcoin hits $38,000

Cryptocurrencies hit the milestone after a fivefold climb in market value in the past year, data from tracker CoinGecko show, and strategists have cited demand from speculative retail traders, trend-following quant funds, the rich and even institutional investors as among the reasons for the surge

Wealthy families want more hedge funds: BlackRock
ALTERNATIVES JAN 06, 2021
Wealthy families want more hedge funds: BlackRock

A survey of family offices shows more than a third plan to boost allocations to such funds

Are advisers investing client assets in Bitcoin?
ALTERNATIVES JAN 05, 2021
Are advisers investing client assets in Bitcoin?

Clients are curious about the recent boom in cryptocurrencies, but volatile performance records are keeping some advisers on the sidelines

Markets brace for greater chance of blue wave in Georgia
ESG JAN 05, 2021
Markets brace for greater chance of blue wave in Georgia

A solar energy ETF rallies and inflation expectations climb on the prospect that Democrats will gain control of the Senate

Biggest ETF issuers struggle to make mark in 2020 launches
MUTUAL FUNDS JAN 04, 2021
Biggest ETF issuers struggle to make mark in 2020 launches

Only three of the most popular ETF launches last year were BlackRock products, and none were from Vanguard or State Street

New fund brings private equity to the accredited masses
ALTERNATIVES JAN 04, 2021
New fund brings private equity to the accredited masses

Bow River fund bets a Biden administration won't kill the PE market

Bitcoin rally screeches to a halt
ALTERNATIVES JAN 04, 2021
Bitcoin rally screeches to a halt

The cryptocurrency posted its biggest drop since March after a spectacular new-year rally

Bitcoin breaches $34,000 as rally continues in new year
ALTERNATIVES JAN 03, 2021
Bitcoin breaches $34,000 as rally continues in new year

The world's largest cryptocurrency topped $34,000 just weeks after breaching $20,000 in December

Vanguard wins ETF flow war as State Street loses ground
MUTUAL FUNDS DEC 28, 2020
Vanguard wins ETF flow war as State Street loses ground

Vanguard is on track to beat BlackRock in attracting ETF flows for the first time since 2013

Ex-insurance agent at heart of alleged $2.5 million fraud
ALTERNATIVES DEC 23, 2020
Ex-insurance agent at heart of alleged $2.5 million fraud

Julie Ann Moskin and Retire Happy received fees for selling dubious securities, according to Massachusetts Secretary of the Commonwealth William Galvin

SEC’s amped-up oversight of complex financial products expected to continue under Biden
ALTERNATIVES DEC 23, 2020
SEC’s amped-up oversight of complex financial products expected to continue under Biden

Agency says advisers, brokers must apply ‘heightened scrutiny’ to sales of risky ETPs

Invesco debuts four nontransparent ETFs
MUTUAL FUNDS DEC 22, 2020
Invesco debuts four nontransparent ETFs

The funds don't report their holdings daily, in an attempt to shield their strategies from front-running or replication by rivals

SEC slams Voya Financial with $23 million penalty for conflicts at RIA
ALTERNATIVES DEC 22, 2020
SEC slams Voya Financial with $23 million penalty for conflicts at RIA

The conflicts of interest ranged from 12b-1 fees to cash sweep accounts to alternative investments

Finra hits Transamerica with $8.8 million sanction
LIFE INSURANCE AND ANNUITIES DEC 21, 2020
Finra hits Transamerica with $8.8 million sanction

The settlement includes $4.4 million in restitutions to harmed customers over the sales of unsuitable VA, mutual fund and 529 products

Europe continues to outshine US in ESG investing
ESG DEC 21, 2020
Europe continues to outshine US in ESG investing

Sustainable debt markets in U.S. fell 5%, while European ESG debt issuances soared

Why ESG will be even harder to ignore in 2021
ESG DEC 21, 2020
Why ESG will be even harder to ignore in 2021

Money managers and institutional investors increasingly consider ESG factors to help identify responsible, well-managed companies

Darlings of 2020, ETFs expected to carry momentum into 2021
MUTUAL FUNDS DEC 21, 2020
Darlings of 2020, ETFs expected to carry momentum into 2021

Strong performance and low fees means the next leg of ETF growth might be just getting started

Carbon offsets not helping climate if they aren't sparking change
ESG DEC 18, 2020
Carbon offsets not helping climate if they aren't sparking change

Rethinking the value of programs that pay landowners to plant trees, sometimes even if they did it a decade ago