Regulator says Finra and MSRB should issue rules 'requiring the disclosure of mark-ups and mark-downs.'
<i>Breakfast with Benjamin</i>: All the messy stock market turmoil of the past few weeks has created a sweet opportunity in the closed-end funds space.
Reducing downside risk as traditional strategies bite the dust amid market meltdown.
<i>Breakfast with Benjamin</i> DoubleLine's Jeffrey Gundlach thinks that as painful as it's been over the past week, the markets still need a thorough housecleaning.
<i>Breakfast with Benjamin</i>: William Dudley, president of the New York Fed, says delaying a rate hike until 2016 'will be awkward.'
<i>Breakfast with Benjamin</i>: Now that the dust has started to settle, China's stock market meltdown doesn't seem all that awful.
A long-anticipated move by the Fed to raise interest rates next month would be “very strange,” given the volatility rocking financial markets, according to the top bond strategist for Charles Schwab's retail research unit.
<i>Breakfast with Benjamin:</i> Asia's biggest economy is slowing, the Fed is about to kick off an interest rate tightening cycle, and China has just devalued its currency. Is the current market turmoil foreshadowing yet another region-wide bust?
Analysts say price discrepancies are a reminder for advisers to use best practices when trading funds.
Privately held firm run by hedge fund manager Ken Griffin is speaking up to regulators and sometimes disagreeing with other market players.
<i>Breakfast with Benjamin</i>: Despite the mood on Wall Street getting downright gloomy, some economists still think the Fed will raise interest rates next month.
<i>InvestmentNews</i> survey shows most financial professionals in "wait and see" mode, while some consider rebalancing. <i>(Don't miss: <a href="//www.investmentnews.com/article/20150824/FREE/150829959/investors-react-to-news-of-1000-point-fall"" target=""_blank"" rel="noopener noreferrer">Investors react to market's move</a>.)</i>
Panic selling off the opening bell leads to investors buying the drop but more losses possible as all eyes focus on China's problems.
Crossover approach includes taxable and tax-exempt bonds.
Investors forced to steer orders away from the Big Board; other venues operating as normal, picking up the runoff.
Many American investors are still underinvested in Japan despite the fact that stocks there have the best valuations and fastest earnings growth of any developed market in the world. Here's why.
Clients likely felt the pang of crashes past during the early Dow drop this week, but, believe it or not, they are continuing to watch for opportunities.
As investors continued to flee the stock market Friday, cool-headed advisers kept their clients focused on the long term by pointing out that the week-long pullback, as sharp as it has been, comes in the wake of a seven-year bull market run.
Mutual fund investors get closer to capturing 100% of the returns of the funds they invest in, according to Morningstar.
<i>Breakfast with Benjamin:</i> One troubling result of Thursday's big stock drop, in which the Dow industrials lost 358 points, or just over 2%, is that the market's oldest timing signal flashed a sell signal.
