Investing

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Enjoy the Super Bowl ads, but don't buy the stock
EQUITIES JAN 26, 2015
Enjoy the Super Bowl ads, but don't buy the stock

Advertising in the Super Bowl doesn't mean a company is a good investment, as generally there's been no connection between an advertiser shelling out millions for a 30-second commercial and the company's stock price.

The next thing to worry about: Investor overconfidence
RIAS JAN 26, 2015
The next thing to worry about: Investor overconfidence

In Friday's <i>Breakfast with Benjamin</i>, the downside of a multi-year bull market in stocks: Investors get overconfident. Plus: If oil drops to $30 look out below, not all hedge fund workers are rich, and what the IRS is looking for now.

MLP funds, once seemingly immune, show signs of frailty as energy prices fall
EQUITIES JAN 26, 2015
MLP funds, once seemingly immune, show signs of frailty as energy prices fall

Popular category for yield-starved investors posts first quarterly decline in two years.

ETFS JAN 26, 2015
ETFs top $2 trillion in U.S. for first time

A once-niche fund becomes the fastest-growing product in asset management.

ETFS JAN 26, 2015
Schwab expands commission-free trading platform for ETFs

Seen as a win for investors and participating fund companies.

Finra hawks fiduciary in its regulatory priorities for 2015
RIAS JAN 23, 2015
Finra hawks fiduciary in its regulatory priorities for 2015

Finra's just-released regulatory and exam priorities for the new year include an unusual directive that brokers act in the best interests of clients regardless of current rules.

MUTUAL FUNDS JAN 23, 2015
SEC to examine mutual fund distribution fees starting next week

After decade of industry evolution, agency hopes to get up to speed.

EQUITIES JAN 22, 2015
Dynasty hires Scott D. Welch to be chief investment officer

Service provide plans to expand investment opportunities for its network of advisory firms

EMERGING MARKETS JAN 21, 2015
Back to the future: The Japanification of Europe?

With Japanification &amp;mdash; deflation, debt crises, demographic pressures and decades lost in economic stagnation &amp;mdash; in evidence in the bond markets, it's reasonable for investors to question whether Europe is following the path Japan took.

Salient Partners buys Forward Funds with liquid alts expansion in mind
EQUITIES JAN 21, 2015
Salient Partners buys Forward Funds with liquid alts expansion in mind

Combined firm will include 36 funds and $27 billion under management.

RIAS JAN 21, 2015
A new entry point for gold investors takes on GLD

Bank of Montreal strikes while the metal is hot.

ALTERNATIVES JAN 21, 2015
Bordeaux is illiquid but there is a way to invest in wine

More than half a dozen firms peddling wine investments in the U.K. alone went belly up last year. Why have there been so many flops? A fund's structure &amp;mdash; and the wine it buys for investing &amp;mdash; are key to success.

Good looks aren't everything, but it might help you attract more assets
RIAS JAN 21, 2015
Good looks aren't everything, but it might help you attract more assets

In today's <i>Breakfast with Benjmain</i>, looks might help money managers land more assets, but they also tend to underperform. Plus: Darryl Strawberry's contract balance goes to the highest bidder, Florida investment manager charged with bilking $17M from clients, and a hedge fund manager uses proper etiquette after losing his clients' money.

Swiss franc fallout hits some liquid alt funds harder than others
EQUITIES JAN 21, 2015
Swiss franc fallout hits some liquid alt funds harder than others

Big bets, currency exposure might surprise some investors

EQUITIES JAN 21, 2015
Five surprise investment themes for 2015

From a big year for European equities to precious metals and bonds, here are some ideas of where value may lie in 2015.

ALTERNATIVES JAN 21, 2015
Nicholas Schorsch down, not out after resigning again

Though the real estate czar stepped down from two more publicly traded companies last week, as well as from a host of other nontraded REITs, he still remains entrenched at other firms he created and is the largest shareholder at several others.

RIAS JAN 21, 2015
Former Edward Jones rep accused of stealing from a disabled client

Plus the rest of Tuesday's <i>Breakfast with Benjamin</i>: Daniel Thibeault's missteps make the case for due diligence, U.S. economy magically defies gravity among global economies, and tax strategies that it isn't too late to employ

EQUITIES JAN 21, 2015
Tax pain on the way for active funds with big capital gains

Six years into the bull market, losses booked from the financial crisis have all been used up.

ALTERNATIVES JAN 21, 2015
Alts fund manager Daniel Thibeault arrested in securities fraud

The FBI accused GL Capital Partners CEO Daniel Thibeault of creating fictitious loans to divert millions in assets to business accounts.

ETFS JAN 21, 2015
ETFs losing their luster in 529 college savings plans

New report says benefits of exchange-traded funds don't make sense when nestled within the tax-advantaged 529 plans.