Investing

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Worst start to a year in decades as stocks, bonds drop
EQUITIES JAN 03, 2024
Worst start to a year in decades as stocks, bonds drop

Overbought conditions and high sentiment may lead to reversal of Q4 rally.

Investing in transition finance set to be a big factor in 2024
ESG JAN 03, 2024
Investing in transition finance set to be a big factor in 2024

But how can investors be sure that they are making the right choices?

Citi strategists see near-term risk in European stocks
EQUITIES JAN 03, 2024
Citi strategists see near-term risk in European stocks

Bulls have been piling in but earnings season will be crucial.

Bob Doll’s predictions for 2024: A year of risk and ‘landing the plane’
EQUITIES JAN 02, 2024
Bob Doll’s predictions for 2024: A year of risk and ‘landing the plane’

Forecast has echoes of CIO's thoughts going into 2023.

'This LPL case is a grab bag,' says industry attorney
ALTERNATIVES JAN 02, 2024
'This LPL case is a grab bag,' says industry attorney

Finra hits LPL, Interactive Brokers with fines as 2023 closes.

SEC climate agenda stalls
ESG JAN 02, 2024
SEC climate agenda stalls

The lack of progress is worrying environmental activists given the approach of the US presidential election, which could scuttle the regulator's ESG efforts.

Jane Street is broker of choice for bitcoin-ETF issuers
ETFS JAN 02, 2024
Jane Street is broker of choice for bitcoin-ETF issuers

Fidelity, WisdomTree, BlackRock and Valkyrie are among the fund companies designating the firm as 'authorized participant' for their bitcoin ETFs.

New Year, same old concerns as markets open
EQUITIES JAN 02, 2024
New Year, same old concerns as markets open

China data and oil among key issues making traders cautious.

Equity bulls show highest sentiment in 30 months, says AAII
EQUITIES DEC 22, 2023
Equity bulls show highest sentiment in 30 months, says AAII

Meanwhile, pessimism is unusually low according to investor poll.

Financial advisors want asset managers to provide more education on alternatives
ALTERNATIVES DEC 22, 2023
Financial advisors want asset managers to provide more education on alternatives

Research reveals the types of educational material most wanted.

Finra bars ex-Wells Fargo broker previously charged with fraud
ALTERNATIVES DEC 21, 2023
Finra bars ex-Wells Fargo broker previously charged with fraud

Louis Goff and others had been charged with raising $2.1 million from investors in a fraud from 2019 and 2020.

Global bond rally intensifies amid rate cut bets
FIXED INCOME DEC 20, 2023
Global bond rally intensifies amid rate cut bets

It's not just the Fed that may be nearing an easing of monetary policy.

Japanese equities have outperformed, but is the rally at risk?
EQUITIES DEC 20, 2023
Japanese equities have outperformed, but is the rally at risk?

There are some significant hurdles facing the assets early in 2024.

What is the 'basis trade' and why is the SEC concerned?
FIXED INCOME DEC 20, 2023
What is the 'basis trade' and why is the SEC concerned?

The space is dominated by only a few hedge funds, and that could be risky.

BlackRock sued for alleged misleading ESG strategy
ESG DEC 19, 2023
BlackRock sued for alleged misleading ESG strategy

Tennessee lawsuit claims 'a pattern of deception' which the firm rejects.

US pension plans pour billions into private credit
RETIREMENT PLANNING DEC 19, 2023
US pension plans pour billions into private credit

Calpers among plans with around $100B invested in the growing sector.

New tool enables certification of SEC Names Rule compliance
FINTECH DEC 19, 2023
New tool enables certification of SEC Names Rule compliance

Fintech says its solution provides greater scrutiny of ESG claims.

Watch out, anti-ESG groups - here comes anti-anti ESG
ESG DEC 18, 2023
Watch out, anti-ESG groups - here comes anti-anti ESG

The latest organization seeking to combat the anti-ESG crowd says it's embarking on a $10 million campaign.

Finra smacks Philly broker with Wells notice
ALTERNATIVES DEC 18, 2023
Finra smacks Philly broker with Wells notice

"It's not a good day for Austin Dutton," says one attorney.

Bull market for long-dated Treasuries, iShares ETF reveals
FIXED INCOME DEC 18, 2023
Bull market for long-dated Treasuries, iShares ETF reveals

The 20+ year fund has surged 21% from a 16-year low.