A veteran regulator who has been instrumental on issues involving the investment advisory sector is leaving the Securities and Exchange Commission.
Wall Street bond dealers may be cutting their commitment to trading municipal securities as regulations have increased transparency, according to preliminary findings of an industry-backed study.
Knight Capital Group Inc. (KCG) has “all hands on deck” and is in close contact with clients and counterparties as it tries to weather trading errors that cost it $440 million, Chief Executive Officer Thomas Joyce said.
Dividends typically pay twice as much as Uncle Sam's paper; P/E ratio on some blue chips as low as 11-to-1
European stock markets overall have fallen this year and plunged by over 20% during the past 12 months, measured in dollar terms using either the MSCI Euro or Euro Stoxx 50 indexes.
Will provide research on roughly 1 million municipal bonds; San Bernardino latest issuer to go bust
Justice Department claims trio masterminded price-fixing scheme that defrauded issuers, taxpayers
A reported inquiry by the Labor Department into a popular stable-value fund could could cause serious headaches for advisers
