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SEC Chair Gensler fires back at GOP critics
FINTECH SEP 12, 2023
SEC Chair Gensler fires back at GOP critics

Leader accused of proposing regulations that are ‘sowing discord and confusion.'

SEC hits YieldStreet with $1.9M penalty linked to shipping investment
ALTERNATIVES SEP 12, 2023
SEC hits YieldStreet with $1.9M penalty linked to shipping investment

YieldStreet failed to disclose heightened risk, according to the SEC.

California gets ahead of SEC in forcing firms’ carbon disclosure
ESG SEP 12, 2023
California gets ahead of SEC in forcing firms’ carbon disclosure

Golden State’s proposal will force corporations to make carbon emissions public.

Alts allocations by LPs to rise along with use of AI, survey reveals
ALTERNATIVES SEP 11, 2023
Alts allocations by LPs to rise along with use of AI, survey reveals

Limited partners and asset allocators appear wary of more volatile asset classes.

Advisors fear slow growth, see value in high-quality bonds: PGIM study
FIXED INCOME SEP 08, 2023
Advisors fear slow growth, see value in high-quality bonds: PGIM study

Treasuries rank as the most attractive fixed-income sector but advisor urges clients to diversify should economic environment suddenly change.

After fee fight, latest Schorsch REIT merger OK'd
ALTERNATIVES SEP 08, 2023
After fee fight, latest Schorsch REIT merger OK'd

'We maintain our view that this represents an overly generous payment to the manager,' Institutional Shareholder Services says of the fee resulting from the deal.

ETF inflows were $137B in Q2, but what's next for the industry?
ETFS SEP 08, 2023
ETF inflows were $137B in Q2, but what's next for the industry?

Vanguard says investors are returning to risk assets.

21Shares and Ark file for first US spot ether ETF
ALTERNATIVES SEP 07, 2023
21Shares and Ark file for first US spot ether ETF

The filing comes as the race to win approval for the first US spot bitcoin fund intensifies.

Madison Investments launches another fund to round out ETF suite
MUTUAL FUNDS SEP 07, 2023
Madison Investments launches another fund to round out ETF suite

The firm has now launched four ETFs in the past month.

ETF shop that shorts Cramer has sights on anti-ESG
ESG SEP 06, 2023
ETF shop that shorts Cramer has sights on anti-ESG

Tuttle Capital filed with the SEC for two products, one that would short socially conscious companies and another that would invest in gunmakers.

Focus Financial Partners eyes new growth as $7B take-private completes
RIAS SEP 05, 2023
Focus Financial Partners eyes new growth as $7B take-private completes

The firm has been acquired by Clayton Dubilier & Rice and Stone Point Capital affiliated funds.

Funds sell China stocks for lowest position in 11 months
EMERGING MARKETS SEP 05, 2023
Funds sell China stocks for lowest position in 11 months

Investors unimpressed by Beijing's stimulus measures.

Morgan Stanley's Wilson warns of pain ahead for equities
EQUITIES SEP 05, 2023
Morgan Stanley's Wilson warns of pain ahead for equities

The bearish analyst says there is too much market optimism currently.

Crypto market facing post-FTX wake-up call
ALTERNATIVES SEP 05, 2023
Crypto market facing post-FTX wake-up call

Market making profitability has slumped 30%

Hedge funds, private equity sue SEC over fee disclosure rule
ALTERNATIVES SEP 01, 2023
Hedge funds, private equity sue SEC over fee disclosure rule

Trade groups argue the SEC went too far when it rolled out rules mandating disclosures and barring firms from doing sweetheart deals with some investors.

One step forward, one step back for use of crypto in retirement accounts
RETIREMENT PLANNING SEP 01, 2023
One step forward, one step back for use of crypto in retirement accounts

'Crypto is on a journey from a niche asset class to a mainstream asset class,' says an advisor.

Stocks gain ahead of US jobs report
EQUITIES SEP 01, 2023
Stocks gain ahead of US jobs report

Markets await signal for economy and likely Fed direction.

US stocks still face hard landing risk, says BofA strategist
EQUITIES SEP 01, 2023
US stocks still face hard landing risk, says BofA strategist

Michael Hartnett says investors should 'sell the last rate hike.'

Bitcoin ETF approval will spark a battle for lowest fees
ALTERNATIVES SEP 01, 2023
Bitcoin ETF approval will spark a battle for lowest fees

With the products looking similar, fees will be the difference.

What proxy votes show about how dead ESG is
OPINION AUG 31, 2023
What proxy votes show about how dead ESG is

Support is down among big fund companies, but they haven't really changed their stances, and they're far from leading on sustainability issues.