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ETFS FEB 18, 2008
More ETF liquidations likely to follow Claymore's

When Claymore Securities Inc. of Lisle, Ill., this month announced that it was liquidating 11 exchange traded funds — the first large-scale liquidation of ETFs since the funds were created — some industry experts said investors should view it as a warning.

MUTUAL FUNDS FEB 18, 2008
Directors shouldn't be allowed to delegate

The SEC shouldn't allow mutual fund directors to dump some of their responsibilities onto others.

BROKER DEALERS FEB 18, 2008
RIAs poised to capture retiring boomers' assets

Registered investment advisers seem to be winning the race to capture the retiring-baby-boomer market, according to Charles "Chip" Roame, managing principal of Tiburon (Calif.) Strategic Advisors LLC, who spoke at the TD Ameritrade Partnership 2008 Conference in Orlando, Fla. this month.

MUTUAL FUNDS FEB 18, 2008
SEC looks at ways to overhaul Rule 12(b)-1

Brokers, not mutual fund companies, should set their own 12(b)-1 distribution fees.

ESG FEB 18, 2008
Activists push 'genocide-free investing' resolution

An organization advocating divestment from companies that support the economies in countries perpetrating genocide won an initial victory in bringing their cause to the fund boards of more than two dozen Fidelity funds.

FIXED INCOME FEB 15, 2008
Bank of Japan will hold rates steady

Despite economic concerns, the central bank keeps interest rates unchanged.

ALTERNATIVES FEB 15, 2008
Citi bars withdrawals from hedge fund

Investors are prohibited from withdrawing funds from CSO Partners.

FIXED INCOME FEB 15, 2008
Cantor pays for personnel raid

Raymond James has won a $1.75 million arbitration claim against Cantor Fitzgerald.

FIXED INCOME FEB 15, 2008
Regulator weighs muni transparency issues

MSRB seeks comments on whether more information about municipals should be disclosed.

MUTUAL FUNDS FEB 14, 2008
Vanguard’s McEvoy plans to retire in June

Earl E. McEvoy, an asset manager for three of The Vanguard Group’s mutual funds, will retire on June 30.

ALTERNATIVES FEB 14, 2008
Morningstar to rate hedge funds

Morningstar has expanded its ratings coverage to hedge funds.

LIFE INSURANCE AND ANNUITIES FEB 14, 2008
DTCC slices mutual fund, insurance fees

DTCC has trimmed fees for mutual fund and insurance transactions.

MUTUAL FUNDS FEB 12, 2008
Fund shareholders to face big tax bills

Capital gains payouts in 2007 rose for the fourth straight year, said head Morningstar analyst Russel Kinnel.

FIXED INCOME FEB 12, 2008
Buffett rides to rescue of bond insurers

Warren Buffett has made an offer to three large municipal bond insurers to reinsure $800 billion in municipal bonds.

ETFS FEB 12, 2008
Claymore debuts 3 capital markets ETFs

Claymore Securities listed three new ETFs on the Amex: the U.S. Capital Markets Index; the U.S. Capital Markets Bond index and the U.S. Micro-Term Fixed Income.

ALTERNATIVES FEB 12, 2008
Hedge funds head south for winter

Hedge funds in January had their worst performing month in more than five years, according Greenwich Alternative Investments.

MUTUAL FUNDS FEB 11, 2008
Legg Mason, Citibank team to offer funds to Chinese investors

Legg Mason Inc. has partnered with Citibank (China) Co. Ltd. to launch mutual funds designed for retail investors in China.

ETFS FEB 11, 2008
Competitive yields make muni ETFs attractive

Exchange traded funds that invest in municipal bonds are looking more attractive these days, thanks mostly to their competitive yields.

MUTUAL FUNDS FEB 11, 2008
SEC mulls letting directors delegate some responsibilities

The Securities and Exchange Commission is considering allowing mutual fund directors to delegate some of their duties, but critics say such a move will weaken the ability of directors to act as investor watchdogs.

MUTUAL FUNDS FEB 11, 2008
Vanguard edges American as top mutual funds seller