Investing

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KraneShares adds carbon-offset ETF
ESG APR 29, 2022
KraneShares adds carbon-offset ETF

The product is the first to include the top carbon-offset futures markets into one fund, the firm says.

Schwab lets DIY clients see MSCI ESG stock ratings
ESG APR 29, 2022
Schwab lets DIY clients see MSCI ESG stock ratings

About a quarter of Schwab’s retail clients said their values or personal interests factor into their investment decisions.

Crypto bill in House would limit SEC's jurisdiction over exchanges
ALTERNATIVES APR 28, 2022
Crypto bill in House would limit SEC's jurisdiction over exchanges

The measure sponsored by a bipartisan group of representatives would bring exchanges that offer digital assets like Bitcoin directly under the purview of the Commodity Futures Trading Commission.

ESG ETF flows down in Q1
ESG APR 28, 2022
ESG ETF flows down in Q1

Sales were the second-highest ever but still far behind those from a year ago, according to ETFGI.

Employers fret about retirement income
RETIREMENT PLANNING APR 28, 2022
Employers fret about retirement income

Just 66% say target-date funds do extremely well or very well when it comes to helping plan participants deal with their income needs during retirement.

Global bonds set for worst ever month before burst of rate hikes
FIXED INCOME APR 28, 2022
Global bonds set for worst ever month before burst of rate hikes

Fears of quickening inflation, a cut in Russian gas supply to Poland and Bulgaria and a red-hot Australian inflation print fueling expectations that the rout may continue.

Focus on greenwashing obscures bigger problem of complacency
OPINION APR 27, 2022
Focus on greenwashing obscures bigger problem of complacency

Too many are complacent when it comes to ESG, driven by the fact that it’s much easier to simply accept a score and move on.

BlackRock pushes three investing themes
EQUITIES APR 27, 2022
BlackRock pushes three investing themes

The asset manager says the new consumer, an industrial renaissance and medical innovation are areas where changes have exposed 'underestimated investment opportunities.'

Finra dings Berthel Fisher for poor supervision of options trades
ALTERNATIVES APR 27, 2022
Finra dings Berthel Fisher for poor supervision of options trades

Finra said last summer that it was launching an examination sweep probing the opening of options accounts.

In race to digital transformation, wealth managers need to catch up
OPINION APR 26, 2022
In race to digital transformation, wealth managers need to catch up

It's never too late so long as they commit themselves to remaking their firms with technology, and funding the investments needed to pull it off.

Advisers cautiously upbeat about crypto 401(k) investing with Fidelity imprimatur
RETIREMENT PLANNING APR 26, 2022
Advisers cautiously upbeat about crypto 401(k) investing with Fidelity imprimatur

Offering crypto investments through workplace plans will make digital assets more accessible, but the option needs to be right for the investor.

Bitcoin ‘stuck at the moment’ as record cash flees crypto ETFs
ALTERNATIVES APR 26, 2022
Bitcoin ‘stuck at the moment’ as record cash flees crypto ETFs

A UBS analysis shows April is set to see the largest crypto-ETF outflows on record, with investors having pulled more than $417 million so far this month.

Fidelity unveils crypto option for 401(k) plans
RETIREMENT PLANNING APR 26, 2022
Fidelity unveils crypto option for 401(k) plans

The product will allow 401(k) participants to invest a portion of their savings in Bitcoin; employers that offer the option will decide what percentage of an employee's account can be directed into crypto.

Wall Street firms make crypto push to catch up with ‘cool kids’
ALTERNATIVES APR 25, 2022
Wall Street firms make crypto push to catch up with ‘cool kids’

Earlier resistance could impede Wall Street’s latest efforts to stay competitive, just as regulatory uncertainty and internal compliance cloud expansion plans.

Finra tells firms to step up oversight of sales of liquid alts
ALTERNATIVES APR 22, 2022
Finra tells firms to step up oversight of sales of liquid alts

The regulatory notice is another example of Finra's increased scrutiny of complex products.

LA broker at lead firm that sold GWG bonds hit with complaints
ALTERNATIVES APR 22, 2022
LA broker at lead firm that sold GWG bonds hit with complaints

Tony Barouti, a broker registered with Emerson Equity, faces two investor complaints alleging $1.37 million in damages, according to his BrokerCheck profile.

Millennials push growth in impact investing
ESG APR 21, 2022
Millennials push growth in impact investing

Advisers can play a big part in whether clients use impact investments, survey finds.

Alternatives become bigger slice of client portfolios as advisers seek shelter
EQUITIES APR 20, 2022
Alternatives become bigger slice of client portfolios as advisers seek shelter

Financial advisers hoping to steer clients away from market volatility and economic chaos are finding comfort in less-liquid strategies.

GWG blames SEC investigation of brokers for its collapse
ALTERNATIVES APR 20, 2022
GWG blames SEC investigation of brokers for its collapse

The SEC's probe of GWG spilled over to include the sales practices of some of the 145 broker-dealers that sold the bonds, according to bankruptcy filings.

HGGC forms new company to invest in RIA space
RIAS APR 20, 2022
HGGC forms new company to invest in RIA space

Aspire Holdings will hold the firm’s investments in RIAs as it pursues a plan to invest up to $300 million in the sector.