LIMRA adds member to compliance team

Limra International Inc. today added Lawrence J. Niland to its compliance and regulatory services division.
AUG 21, 2008
By  Bloomberg
Correction: An earlier version of this story mistakenly stated that Mr. Niland is currently deputy staff director with the House Financial Services Committee. Limra International Inc. today added Lawrence J. Niland to its compliance and regulatory services division. His title is senior regulatory adviser. The Windsor, Conn.-based firm is a worldwide association of insurance and financial services companies, established to help its members improve their marketing and distribution. The compliance-and-regulatory-services division works with broker-dealers, helping them find solutions for compliance needs. The group helps broker-dealers with conducting branch office exams, checking producers’ backgrounds and training sales forces and supervisors on variable annuity compliance procedures. Mr. Niland was formerly the chief compliance officer for Signator Investors Inc., the registered investment adviser for John Hancock Financial Network Inc. of Boston. There, he had oversight of the U.S. retail-sales force, procedures and inspections of insurance market conduct, registered branches and investment advisory activities.

Latest News

The power of cultivating personal connections
The power of cultivating personal connections

Relationships are key to our business but advisors are often slow to engage in specific activities designed to foster them.

A variety of succession options
A variety of succession options

Whichever path you go down, act now while you're still in control.

'I’ll never recommend bitcoin,' advisor insists
'I’ll never recommend bitcoin,' advisor insists

Pro-bitcoin professionals, however, say the cryptocurrency has ushered in change.

LPL raises target for advisors’ bonuses for first time in a decade
LPL raises target for advisors’ bonuses for first time in a decade

“LPL has evolved significantly over the last decade and still wants to scale up,” says one industry executive.

What do older Americans have to say about long-term care?
What do older Americans have to say about long-term care?

Survey findings from the Nationwide Retirement Institute offers pearls of planning wisdom from 60- to 65-year-olds, as well as insights into concerns.

SPONSORED The future of prospecting: Say goodbye to cold calls and hello to smart connections

Streamline your outreach with Aidentified's AI-driven solutions

SPONSORED A bumpy start to autumn but more positives ahead

This season’s market volatility: Positioning for rate relief, income growth and the AI rebound