A plaintiff would have to state in their initial complaint why fiduciary duty was breached, and then prove the violation with 'clear and convincing evidence.'
ProShares and VanEck offerings are among those withdrawn at the agency's request.
Two new funds asked to remove the term from their titles at last minute
The deal brings together two fund families and financial advisory businesses.
Advisers are driving demand because they are under pressure from their clients to reduce fees.
Analysts predict increases for dividend funds and ETFs.
BlackRock and Schwab saw big inflows, and more growth throughout the industry is expected in 2018.
Well-known funds were tops in their categories, but unloved on Wall Street.
Advisers worry that, as the bull market gets long in the tooth, passive funds may falter.
Several crushed the S&P 500, but still saw investors yank billions from their funds.
Tech stocks work wonders for some religious mutual funds
A re-enrollment is a large undertaking, but advisers can easily determine if one is warranted.
This year looks good — but not great — for stocks and bonds, barring a spontaneous collapse in prices.
Getting even a rough sense of how governments influence share prices is a task fraught with peril.
The GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF would trade on the Cboe BZX exchange.
Mutual funds that invest based on environmental, social and governance factors are all the rage. But is one factor more critical to performance?
iShares welcomed $198.4 billion into its exchange-traded funds through November.
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
