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Wealth firms must prepare for demise of non-competes, despite legal challenges to FTC rule
COMPLIANCE APR 24, 2024
Wealth firms must prepare for demise of non-competes, despite legal challenges to FTC rule

A growing sentiment against restricting employee moves could affect non-solicitation, too.

Concurrent invests in tomorrow with leadership hires
PRACTICE MANAGEMENT APR 24, 2024
Concurrent invests in tomorrow with leadership hires

The hybrid RIA appoints industry vets to its bench as it emphasizes commitment to growth, next-gen talent, and succession.

New DOL rule no big deal, says Stifel's Kruszewski
BROKER DEALERS APR 24, 2024
New DOL rule no big deal, says Stifel's Kruszewski

"It appears to be less restrictive than what was proposed," says CEO.

Concord ups the ante on Hipgnosis takeover battle
ALTERNATIVES APR 24, 2024
Concord ups the ante on Hipgnosis takeover battle

The music rights investor increased its bid to own the London-listed company’s enviable library of songs from iconic acts.

Future Proof unveils plans for Miami event
ALTERNATIVES APR 24, 2024
Future Proof unveils plans for Miami event

The Future Proof Citywide Event next year will assemble over 2,500 stakeholders across the wealth, alternatives, and fintech spaces.

Tifin taps another LPL leadership alum to its C-suite
FINTECH APR 24, 2024
Tifin taps another LPL leadership alum to its C-suite

The leading AI and wealth technology provider has announced Jeannette Kuda as its new chief operating officer.

Trump Media doubles down on illegal short-selling claims
INDUSTRY NEWS APR 24, 2024
Trump Media doubles down on illegal short-selling claims

Parent company of Truth Social has flagged concerns that so-called "naked" short sales are happening.

ETF Investing for Beginners 
APR 24, 2024
ETF Investing for Beginners 

Beginning investors who are learning the ropes can start with ETF investing. Is it a viable starting investment? Find out more in this article

What is a fiduciary and why it’s important 
APR 24, 2024
What is a fiduciary and why it’s important 

A fiduciary planner can provide several benefits when it comes to investors’ wealth planning and management. Read on to know more about what a fiduciary is

Generation-skipping trust for estate planning 
APR 24, 2024
Generation-skipping trust for estate planning 

One estate planning strategy is the generation-skipping trust. Should this be part of your clients’ estate planning toolkit?

Real estate investing for financial advisors
APR 24, 2024
Real estate investing for financial advisors

Discover effective real estate investing strategies to diversify and strengthen your clients' portfolios. Find out how your clients can invest (even without any money!) in this article

FTC faces legal backlash following noncompete rule
REGULATION AND LEGISLATION APR 24, 2024
FTC faces legal backlash following noncompete rule

The regulator’s motion to restrict noncompete agreements has drawn an immediate reaction from business groups and financial industry stakeholders.

Millennials, Gen Z starting earlier on ‘serious’ financial planning
PRACTICE MANAGEMENT APR 24, 2024
Millennials, Gen Z starting earlier on ‘serious’ financial planning

Compared to boomers, younger generations are getting quicker starts to equipped themselves for their financial journeys.

ADVISOR MOVES APR 24, 2024
Carson Group welcomes new CFO to executive leadership team

LIFE INSURANCE AND ANNUITIES APR 24, 2024
Retirement income from four sources is expected by half of future retirees

Advisors should help clients consider retirement surprises, survey suggests.

Ultra-rich tax to save Social Security? Swing state voters in favor
INDUSTRY NEWS APR 24, 2024
Ultra-rich tax to save Social Security? Swing state voters in favor

Ideas such as a billionaire tax prove popular in Bloomberg poll.

SEC wants to impose record $5.3B fine on crypto firm, founder
INDUSTRY NEWS APR 24, 2024
SEC wants to impose record $5.3B fine on crypto firm, founder

Failed TerraUSD stablecoin penalty would be crypto's highest to date.

Why energy traders are returning to metals
INDUSTRY NEWS APR 24, 2024
Why energy traders are returning to metals

Copper and aluminum among commodities expected to gain.

Weak yen has been good for equity investors, but now it's a risk
INDUSTRY NEWS APR 24, 2024
Weak yen has been good for equity investors, but now it's a risk

Japan's currency continues to depreciate and it’s causing issues.

Nationwide’s Eric Henderson set to step down
RETIREMENT PLANNING APR 23, 2024
Nationwide’s Eric Henderson set to step down

The president of the financial giant’s annuity business is exiting at the end of 2024, capping off a transformative four-decade career.