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Wealthy tax dodgers targeted by IRS new agent hires
REGULATION AND LEGISLATION SEP 18, 2023
Wealthy tax dodgers targeted by IRS new agent hires

Tax officials will focus on high earners and corporations that are not paying their fair share.

2024 to be a tough one for equities, says Morgan Stanley
EQUITIES SEP 18, 2023
2024 to be a tough one for equities, says Morgan Stanley

Bearish strategist Michael Wilson sees challenging times ahead for riak assets.

Can investors still rely on strategists?
INDUSTRY NEWS SEP 18, 2023
Can investors still rely on strategists?

Many have been forced to admit they got forecasts wrong in 2023.

How to win with EMs right now
INDUSTRY NEWS SEP 18, 2023
How to win with EMs right now

A winning strategy for emerging market investing is becoming clearer.

Credit Suisse, BofA debt swaps under scrutiny
INDUSTRY NEWS SEP 18, 2023
Credit Suisse, BofA debt swaps under scrutiny

Probe will consider if bond deals amount to 'bluewashing'.

SEC regulations give 'short shrift' to potential cost for small advisors
RIAS SEP 15, 2023
SEC regulations give 'short shrift' to potential cost for small advisors

Investment Adviser Association files petition pushing agency to make number of staff, not AUM, the deciding factor in defining a firm as 'small.'

No office, no asset minimum, no problem
PRACTICE MANAGEMENT SEP 15, 2023
No office, no asset minimum, no problem

Valkyrie Financial's Sarah Paulson wants to help fellow millennials and empower women.

Build your network to scale your growth
INDUSTRY NEWS SEP 15, 2023
Build your network to scale your growth

InvestmentNews Women to Watch judge and CEO of Girls Who Invest explains how she helps women enter the field of asset management.

Schwab says TD integration depressed client inflows
INDUSTRY NEWS SEP 15, 2023
Schwab says TD integration depressed client inflows

Firm's new money in August 'temporarily impacted by asset attrition from clients originating at Ameritrade,' CFO says in a statement.

Diverse Americans are returning to financial advisors for retirement planning
RETIREMENT PLANNING SEP 15, 2023
Diverse Americans are returning to financial advisors for retirement planning

But there is still a belief among many Americans that financial advisors cost too much.

Fractional shares are back: Wells Fargo launches Stock Fractions
INDUSTRY NEWS SEP 15, 2023
Fractional shares are back: Wells Fargo launches Stock Fractions

WellsTrade clients can start investing for as little as $10.

Former Cetera advisor rejoins team
BROKER DEALERS SEP 15, 2023
Former Cetera advisor rejoins team

Anne Crabbe was formerly with firm in 2021.

China adds more cash to economy to fuel recovery
INDUSTRY NEWS SEP 15, 2023
China adds more cash to economy to fuel recovery

Central bank hopes to build on positive signs for the world’s second-largest economy.

Private markets essential to investing success, says BlackRock
INDUSTRY NEWS SEP 15, 2023
Private markets essential to investing success, says BlackRock

Institutions are allocating as much as 50% of their portfolios to private markets.

ECB believes 4% will be enough to tame inflation
INDUSTRY NEWS SEP 15, 2023
ECB believes 4% will be enough to tame inflation

Europe's central bank may have reached peak rates.

Abu Dhabi royal launches $50B global investment fund
INDUSTRY NEWS SEP 15, 2023
Abu Dhabi royal launches $50B global investment fund

The influence of the Middle East on global markets continues to grow.

State regulators continue to oppose Finra remote supervision pilot program
REGULATION AND LEGISLATION SEP 14, 2023
State regulators continue to oppose Finra remote supervision pilot program

Over nearly three years 'our branch examiners have refined their skills and become very adept at identifying risk remotely,' insists LPL Financial.

Single stock and covered call come together in ETF line
ETFS SEP 14, 2023
Single stock and covered call come together in ETF line

Advisors reflect on effectiveness of 'volatility buffer' covered-call ETFs, with few single-stock versions available.

You and your acronyms: Will a new designation join a long list of financial advisor titles?
PRACTICE MANAGEMENT SEP 14, 2023
You and your acronyms: Will a new designation join a long list of financial advisor titles?

The M2SD designation was launched in November 2022. Will advisors gravitate to it like they have the CFP and other titles?

Alts platform CAIS keeps building
RIAS SEP 14, 2023
Alts platform CAIS keeps building

Since its launch in 2009, CAIS has facilitated over $25 billion in transactions involving financial advisors.