Bruce and Jeff interview SEC Commissioner Hester Peirce, who addresses a plethora of topics, including:
• The Securities and Exchange Commission’s position on regulating ESG and greenwashing.
• Qualifications beyond the size of someone’s bank account to determine how they can invest, specifically in private investments in 401(k) plans.
• Cryptocurrency regulation, and Peirce's nickname, “Crypto Mom.”
• What Peirce's agenda would be if she became SEC chair.
Guest Bio:
Hester Maria Peirce is an American lawyer who serves as a commissioner on the Securities and Exchange Commission. She previously served as the director of the Financial Markets Working Group at George Mason University's Mercatus Center.
Bruce is joined this week by new InvestmentNews managing editor Emile Hallez to discuss what happens now that the election is over and we know who the next president is going to be.
Bruce is joined once again by InvestmentNews managing editor James Burton to discuss the ongoing consolidation and potential for job cuts at one of the country’s largest broker-dealer networks.
Bruce mixes it up this week and brings in InvestmentNews managing editor James Burton to discuss the story that rocked the newsroom last week – the surprise termination of LPL CEO Dan Arnold.
Bruce sits down with Vance Barse, founder and wealth strategist at Your Dedicated Fiduciary, to discuss different fee models and the passionate “hourly fee bros.”
